# Southwest Money Management Inc

> Southwest Money Management Inc is an SEC-registered investment advisory firm, registered since 1980, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 109668
- Filed as: SOUTHWEST MONEY MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109668
- AdvisorCensus page: https://advisorcensus.com/firm/southwest-money-management-inc-109668

## Quick answers

**How is Southwest Money Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Southwest Money Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Southwest Money Management Inc registered with the SEC or a state?**
Southwest Money Management Inc is an SEC-registered investment advisory firm, registered since 1980. Status as filed: Approved. CRD 109668.

**How much does Southwest Money Management Inc manage?**
Southwest Money Management Inc reports $287,891,675 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**How have Southwest Money Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Southwest Money Management Inc: Regulatory assets under management: $228,412,149 in the October 2021 data and $287,891,675 in the October 2026 data, up 26%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Southwest Money Management Inc serve?**
By number of clients on Form ADV Item 5.D: other (5).

**Which custodians does Southwest Money Management Inc use?**
Southwest Money Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Stifel as custodians holding 10% or more of its separately managed account assets.

**Does Southwest Money Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109668

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.
- Stifel

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $287,891,675
- Discretionary: $287,891,675
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other | 5 | $287,891,675 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1980 (46 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $228,412,149 | 1 | January 27, 2021 |
| October 2022 | $240,497,465 | 1 | March 2, 2022 |
| October 2023 | $257,986,292 | 1 | March 10, 2023 |
| October 2024 | $287,892,458 | 1 | February 27, 2024 |
| October 2025 | $287,892,458 | 2 | April 24, 2025 |
| October 2026 | $287,891,675 | 2 | February 23, 2026 |

Regulatory assets under management: $228,412,149 in the October 2021 data and $287,891,675 in the October 2026 data, up 26%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Southwest Money Management Inc (CRD 109668): Form ADV filing data as of October 2026.