{
  "crd_number": 146270,
  "slug": "southport-station-financial-management-llc-southport-ct-146270",
  "primary_business_name": "SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC",
  "legal_name": "SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Southport",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-02-28",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 192062491.0,
  "raum_discretionary": 156125047.0,
  "raum_non_discretionary": 35937444.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 24463377.0,
      "count": 98
    },
    "pension_profit_sharing": {
      "raum": 6055396.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 161543718.0,
      "count": 84
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "NH",
    "NY",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/southport-station-financial-mangement-llc",
    "https://southportstation.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146270",
  "city_as_filed": "SOUTHPORT",
  "url": "https://advisorcensus.com/firm/southport-station-financial-management-llc-southport-ct-146270",
  "display_name": "Southport Station Financial Management, LLC",
  "summary": "Southport Station Financial Management, LLC is an SEC-registered investment advisory firm in Southport, CT, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Southport Station Financial Management, LLC (CRD 146270): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Southport Station Financial Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Southport Station Financial Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Southport Station Financial Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Flat fee: $500 to $20,000 (financial planning and/or consulting services…); Hourly rate: $250 to $375 an hour (financial planning or consulting service). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Southport Station Financial Management, LLC located?",
      "a": "Southport Station Financial Management, LLC's principal office is in Southport, CT, according to its Form ADV."
    },
    {
      "q": "Is Southport Station Financial Management, LLC registered with the SEC or a state?",
      "a": "Southport Station Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146270."
    },
    {
      "q": "How much does Southport Station Financial Management, LLC manage?",
      "a": "Southport Station Financial Management, LLC reports $192,062,491 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (81% discretionary)."
    },
    {
      "q": "How have Southport Station Financial Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Southport Station Financial Management, LLC: Regulatory assets under management: $159,983,792 in the October 2021 data and $192,062,491 in the October 2026 data, up 20%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Southport Station Financial Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (84)."
    },
    {
      "q": "Which custodians does Southport Station Financial Management, LLC use?",
      "a": "Southport Station Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Southport Station Financial Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146270"
    },
    {
      "q": "Does Southport Station Financial Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"Registrant typically imposes a $250,000 minimum asset level for investment management services. However, the Registrant may, in its sole discretion, waive or reduce its minimum asset level requirement based upon certain criteria\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 159983792.0,
      "total_employees": 4,
      "filing_date": "2021-04-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 168755015.0,
      "total_employees": 4,
      "filing_date": "2022-04-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 157614374.0,
      "total_employees": 3,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 174537320.0,
      "total_employees": 3,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 183877401.0,
      "total_employees": 3,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 192062491.0,
      "total_employees": 3,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $20,000 (financial planning and/or consulting services…)",
      "Hourly rate: $250 to $375 an hour (financial planning or consulting service)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Registrant typically imposes a $250,000 minimum asset level for investment management services. However, the Registrant may, in its sole discretion, waive or reduce its minimum asset level requirement based upon certain criteria"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $20,000 (financial planning and/or consulting services…)"
        ],
        "quotes": [
          "Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $20,000 on a fixed fee basis or from $250 to $375 per hour on an hourly basis."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 to $375 an hour (financial planning or consulting service)"
        ],
        "quotes": [
          "Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $20,000 on a fixed fee basis or from $250 to $375 per hour on an hourly basis."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 20000.0,
          "period": "one_time",
          "service": "financial planning and/or consulting services (including investment and non-investment related matters, including estate"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 250.0,
          "max": 375.0,
          "period": "hour",
          "service": "financial planning or consulting service"
        }
      ]
    },
    "quotes": [
      "Registrant typically imposes a $250,000 minimum asset level for investment management services. However, the Registrant may, in its sole discretion, waive or reduce its minimum asset level requirement based upon certain criteria",
      "Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $20,000 on a fixed fee basis or from $250 to $375 per hour on an hourly basis.",
      "Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $20,000 on a fixed fee basis or from $250 to $375 per hour on an hourly basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/southport-station-financial-management-llc-southport-ct-146270.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 98,
      "fewer_than_5": false,
      "raum": 24463377.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 84,
      "fewer_than_5": false,
      "raum": 161543718.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 6055396.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146270",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}