# Southern Wealth Builders

> Southern Wealth Builders is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 326800
- Filed as: SOUTHERN WEALTH BUILDERS
- Legal name: Southern Wealth Builders LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Alabama
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/326800
- AdvisorCensus page: https://advisorcensus.com/firm/southern-wealth-builders-326800

## Quick answers

**How is Southern Wealth Builders compensated?**
On its Form ADV (Item 5.E, October 2026), Southern Wealth Builders reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Southern Wealth Builders registered with the SEC or a state?**
Southern Wealth Builders is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 326800.

**How much does Southern Wealth Builders manage?**
Southern Wealth Builders reports $2,590,998 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**What types of clients does Southern Wealth Builders serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Southern Wealth Builders report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326800

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2,590,998
- Discretionary: $2,590,998
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $2,265,497 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $325,501 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- southernwealthbuilders.com
- Facebook @Southern.Wealth.Builders
- Instagram @southern.wealth.builders
- LinkedIn @southern-wealth-builders

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Southern Wealth Builders (CRD 326800): Form ADV filing data as of October 2026.