# Southern Capital Services Inc

> Southern Capital Services Inc is an SEC-registered investment advisory firm in Daphne, AL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 105582
- Filed as: SOUTHERN CAPITAL SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Daphne, AL
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105582
- AdvisorCensus page: https://advisorcensus.com/firm/southern-capital-services-inc-daphne-al-105582

## Quick answers

**How is Southern Capital Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Southern Capital Services Inc reports these compensation arrangements: a percentage of assets under its management.

**What does Southern Capital Services Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $999,999: 1% a year; $1,000,000 to $2,999,999: 0.8% a year; $3,000,000 to $4,999,999: 0.7% a year; $5,000,000 to $9,999,999: 0.6% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Southern Capital Services Inc located?**
Southern Capital Services Inc's principal office is in Daphne, AL, according to its Form ADV.

**Is Southern Capital Services Inc registered with the SEC or a state?**
Southern Capital Services Inc is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 105582.

**How much does Southern Capital Services Inc manage?**
Southern Capital Services Inc reports $192,480,551 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (99% discretionary).

**How have Southern Capital Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Southern Capital Services Inc: Regulatory assets under management: $150,813,014 in the October 2021 data and $192,480,551 in the October 2026 data, up 28%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Southern Capital Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (331); high net worth individuals (42); pension and profit sharing plans (but not the plan participants or government pension plans) (20).

**Which custodians does Southern Capital Services Inc use?**
Southern Capital Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Southern Capital Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105582

**Does Southern Capital Services Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "There is no account minimum."

**What changed in Southern Capital Services Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $174,107,059 to $192,480,551 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Up to $999,999: 1% a year
- $1,000,000 to $2,999,999: 0.8% a year
- $3,000,000 to $4,999,999: 0.7% a year
- $5,000,000 to $9,999,999: 0.6% a year
- Above $10,000,000: 0.5% a year

> Up to $999,999 1.00% $1,000,000 - $2,999,999 0.80% $3,000,000 - $4,999,999 0.70% $5,000,000 - $9,999,999 0.60% $10,000,000 and Above 0.50%

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,480,551
- Discretionary: $191,499,824
- Non-discretionary: $980,727

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 331 | $70,702,972 |
| High net worth individuals | 42 | $107,445,055 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $14,085,837 |
| Charitable organizations | 1 | $246,687 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, FL, GA, LA, MS, NH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- southerncapitalservices.com
- Facebook @SOUTHERNCAPITALSERVICESINC
- LinkedIn @SOUTHERN-CAPITAL-SERVICES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $150,813,014 | 10 | August 31, 2021 |
| October 2022 | $176,693,052 | 10 | August 11, 2022 |
| October 2023 | $151,865,826 | 10 | April 3, 2023 |
| October 2024 | $157,579,779 | 10 | April 18, 2024 |
| October 2025 | $174,107,059 | 9 | March 13, 2025 |
| October 2026 | $192,480,551 | 9 | March 23, 2026 |

Regulatory assets under management: $150,813,014 in the October 2021 data and $192,480,551 in the October 2026 data, up 28%.
Total employees: 10 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $174,107,059 to $192,480,551 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Southern Capital Services Inc (CRD 105582): Form ADV filing data as of October 2026.