{ "crd_number": 283773, "slug": "south-texas-capital-advisors-llc-new-braunfels-tx-283773", "primary_business_name": "SOUTH TEXAS CAPITAL ADVISORS, LLC", "legal_name": "SOUTH TEXAS CAPITAL ADVISORS, LLC", "dbas": [], "city": "New Braunfels", "state": "TX", "country": "United States", "cbsa_code": "41700", "metro": { "cbsa_code": "41700", "common_name": "San Antonio", "msa_name": "San Antonio-New Braunfels, TX", "path": "/advisors/tx/san-antonio" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-06-24", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-06-24", "carried_forward": false, "raum_total": 167230485.0, "raum_discretionary": 167230485.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 167230485.0, "count": 27 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 2, "states_registered": [ "TX" ], "websites": [ "https://southtexascapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283773", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "NEW BRAUNFELS", "url": "https://advisorcensus.com/firm/south-texas-capital-advisors-llc-new-braunfels-tx-283773", "display_name": "South Texas Capital Advisors, LLC", "summary": "South Texas Capital Advisors, LLC is an SEC-registered investment advisory firm in New Braunfels, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 24, 2026.", "citation": "AdvisorCensus. South Texas Capital Advisors, LLC (CRD 283773): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is South Texas Capital Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), South Texas Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is South Texas Capital Advisors, LLC located?", "a": "South Texas Capital Advisors, LLC's principal office is in New Braunfels, TX, according to its Form ADV." }, { "q": "Is South Texas Capital Advisors, LLC registered with the SEC or a state?", "a": "South Texas Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 283773." }, { "q": "How much does South Texas Capital Advisors, LLC manage?", "a": "South Texas Capital Advisors, LLC reports $167,230,485 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary)." }, { "q": "What types of clients does South Texas Capital Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (27)." }, { "q": "Which custodians does South Texas Capital Advisors, LLC use?", "a": "South Texas Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does South Texas Capital Advisors, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283773" }, { "q": "Does South Texas Capital Advisors, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated June 4, 2026 says: \"We have a preferred minimum account size of $1,000,000 for our direct investment management clients which may be reached by aggregating accounts. However, there may be occasions when the Adviser accepts smaller accounts, which is determined on a case by case basis.\"" }, { "q": "What changed in South Texas Capital Advisors, LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 4, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000" ], "quotes": [ "We have a preferred minimum account size of $1,000,000 for our direct investment management clients which may be reached by aggregating accounts. However, there may be occasions when the Adviser accepts smaller accounts, which is determined on a case by case basis." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 1000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We have a preferred minimum account size of $1,000,000 for our direct investment management clients which may be reached by aggregating accounts. However, there may be occasions when the Adviser accepts smaller accounts, which is determined on a case by case basis." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/south-texas-capital-advisors-llc-new-braunfels-tx-283773.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 27, "fewer_than_5": false, "raum": 167230485.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283773", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }