# South County Wealth Planning

> South County Wealth Planning is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 323650
- Filed as: SOUTH COUNTY WEALTH PLANNING
- Legal name: South County Wealth Management
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Rhode Island
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323650
- AdvisorCensus page: https://advisorcensus.com/firm/south-county-wealth-planning-323650

## Quick answers

**How is South County Wealth Planning compensated?**
On its Form ADV (Item 5.E, October 2026), South County Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is South County Wealth Planning registered with the SEC or a state?**
South County Wealth Planning is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 323650.

**How much does South County Wealth Planning manage?**
South County Wealth Planning reports $19,392,939 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does South County Wealth Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12); high net worth individuals (10).

**Does South County Wealth Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323650

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,392,939
- Discretionary: $19,392,939
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $2,550,871 |
| High net worth individuals | 10 | $16,842,068 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- southcountywealth.com
- LinkedIn @south-county-wealth-planning
- LinkedIn @sue-gardiner-cfp®-mba-895431a

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. South County Wealth Planning (CRD 323650): Form ADV filing data as of October 2026.