# Soundview Advisors

> Soundview Advisors is an SEC-registered investment advisory firm in Olympia, WA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 114437
- Filed as: SOUNDVIEW ADVISORS
- Legal name: Soundview Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Olympia, WA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/114437
- AdvisorCensus page: https://advisorcensus.com/firm/soundview-advisors-olympia-wa-114437

## Quick answers

**How is Soundview Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Soundview Advisors reports these compensation arrangements: a percentage of assets under its management.

**How much does Soundview Advisors charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $750,000: 1.25% a year; $750,000 to $3,000,000: 0.75% a year; $3,000,001 to $10,000,000: 0.5% a year; Above $10,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Soundview Advisors located?**
Soundview Advisors' principal office is in Olympia, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Soundview Advisors registered with the SEC or a state?**
Soundview Advisors is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 114437.

**How much does Soundview Advisors manage?**
Soundview Advisors reports $387,237,483 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Soundview Advisors' assets and staff changed since 2021?**
In the Form ADV data for Soundview Advisors: Regulatory assets under management: $282,816,290 in the October 2021 data and $387,237,483 in the October 2026 data, up 37%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Soundview Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (112); individuals (other than high net worth individuals) (77); charitable organizations (1).

**Which custodians does Soundview Advisors use?**
Soundview Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Soundview Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114437

**Does Soundview Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income."

**What changed in Soundview Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Up to $750,000: 1.25% a year
- $750,000 to $3,000,000: 0.75% a year
- $3,000,001 to $10,000,000: 0.5% a year
- Above $10,000,001: 0.4% a year

> The annual retainer fee schedule for advisory services is: Assets Under Management Annual Fee (%) Less than $750,000 1.25% Next $750,000 to $3,000,000 0.75% Next $3,000,001 to $10,000,000

> Next $10,000,001 and above 0.50% 0.40%

- Account minimum: None

> SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $387,237,483
- Discretionary: $387,237,483
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 77 | $41,417,271 |
| High net worth individuals | 112 | $344,948,423 |
| Charitable organizations | 1 | $871,789 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Seattle, WA

### Websites listed on Form ADV (Item 1.I)
- soundviewadvisors.com
- LinkedIn @soundview-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $282,816,290 | 11 | March 11, 2021 |
| October 2022 | $314,432,923 | 12 | March 21, 2022 |
| October 2023 | $290,771,258 | 12 | March 9, 2023 |
| October 2024 | $345,118,545 | 11 | March 4, 2024 |
| October 2025 | $408,102,245 | 11 | March 13, 2025 |
| October 2026 | $387,237,483 | 11 | March 24, 2026 |

Regulatory assets under management: $282,816,290 in the October 2021 data and $387,237,483 in the October 2026 data, up 37%.
Total employees: 11 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soundview Advisors (CRD 114437): Form ADV filing data as of October 2026.