{
  "crd_number": 114437,
  "slug": "soundview-advisors-olympia-wa-114437",
  "primary_business_name": "SOUNDVIEW ADVISORS",
  "legal_name": "SOUNDVIEW ADVISORS, INC.",
  "dbas": [],
  "city": "Olympia",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "36500",
  "metro": {
    "cbsa_code": "36500",
    "common_name": "Olympia",
    "msa_name": "Olympia-Lacey-Tumwater, WA",
    "path": "/advisors/wa/olympia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-03-24",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 387237483.0,
  "raum_discretionary": 387237483.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 871789.0,
      "count": 1
    },
    "individuals": {
      "raum": 41417271.0,
      "count": 77
    },
    "high_net_worth_individuals": {
      "raum": 344948423.0,
      "count": 112
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "WA"
  ],
  "websites": [
    "https://linkedin.com/company/soundview-advisors",
    "https://soundviewadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114437",
  "city_as_filed": "OLYMPIA",
  "url": "https://advisorcensus.com/firm/soundview-advisors-olympia-wa-114437",
  "display_name": "Soundview Advisors",
  "summary": "Soundview Advisors is an SEC-registered investment advisory firm in Olympia, WA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Soundview Advisors (CRD 114437): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Soundview Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Soundview Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Soundview Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $750,000: 1.25% a year; $750,000 to $3,000,000: 0.75% a year; $3,000,001 to $10,000,000: 0.5% a year; Above $10,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Soundview Advisors located?",
      "a": "Soundview Advisors' principal office is in Olympia, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Soundview Advisors registered with the SEC or a state?",
      "a": "Soundview Advisors is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 114437."
    },
    {
      "q": "How much does Soundview Advisors manage?",
      "a": "Soundview Advisors reports $387,237,483 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Soundview Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Soundview Advisors: Regulatory assets under management: $282,816,290 in the October 2021 data and $387,237,483 in the October 2026 data, up 37%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Soundview Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (112); individuals (other than high net worth individuals) (77); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Soundview Advisors use?",
      "a": "Soundview Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Soundview Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114437"
    },
    {
      "q": "Does Soundview Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income.\""
    },
    {
      "q": "What changed in Soundview Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Registered or notice-filed in CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 282816290.0,
      "total_employees": 11,
      "filing_date": "2021-03-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 314432923.0,
      "total_employees": 12,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 290771258.0,
      "total_employees": 12,
      "filing_date": "2023-03-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 345118545.0,
      "total_employees": 11,
      "filing_date": "2024-03-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 408102245.0,
      "total_employees": 11,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 387237483.0,
      "total_employees": 11,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Registered or notice-filed in CA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $750,000",
        "rate": "1.25%"
      },
      {
        "band": "$750,000 to $3,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$3,000,001 to $10,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $10,000,001",
        "rate": "0.4%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $750,000: 1.25% a year",
          "$750,000 to $3,000,000: 0.75% a year",
          "$3,000,001 to $10,000,000: 0.5% a year",
          "Above $10,000,001: 0.4% a year"
        ],
        "quotes": [
          "The annual retainer fee schedule for advisory services is: Assets Under Management Annual Fee (%) Less than $750,000 1.25% Next $750,000 to $3,000,000 0.75% Next $3,000,001 to $10,000,000",
          "Next $10,000,001 and above 0.50% 0.40%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 750000.0,
          "rate_pct": 1.25
        },
        {
          "min": 750000.0,
          "max": 3000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 3000001.0,
          "max": 10000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 10000001.0,
          "max": null,
          "rate_pct": 0.4
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The annual retainer fee schedule for advisory services is: Assets Under Management Annual Fee (%) Less than $750,000 1.25% Next $750,000 to $3,000,000 0.75% Next $3,000,001 to $10,000,000",
      "Next $10,000,001 and above 0.50% 0.40%",
      "SoundView Advisors does not have an account minimum. However, our minimum fee is usually appropriate only for clients with significant assets and/or income."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/soundview-advisors-olympia-wa-114437.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 77,
      "fewer_than_5": false,
      "raum": 41417271.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 112,
      "fewer_than_5": false,
      "raum": 344948423.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 871789.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114437",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}