# Soundpath Retirement Strategies, LLC > Soundpath Retirement Strategies, LLC is an SEC-registered investment advisory firm in Bellevue, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026. - CRD: 315590 - Filed as: SOUNDPATH RETIREMENT STRATEGIES, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Bellevue, WA - Filing period: October 2026 - Form ADV filing dated: September 3, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315590 - AdvisorCensus page: https://advisorcensus.com/firm/soundpath-retirement-strategies-llc-bellevue-wa-315590 ## Quick answers **How is Soundpath Retirement Strategies, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Soundpath Retirement Strategies, LLC reports these compensation arrangements: fixed fees (other than subscription fees). **How much does Soundpath Retirement Strategies, LLC charge?** Its Form ADV Part 2A brochure dated January 22, 2026 states: Hourly rate: $400 an hour (ongoing financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Soundpath Retirement Strategies, LLC located?** Soundpath Retirement Strategies, LLC's principal office is in Bellevue, WA, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F). **Is Soundpath Retirement Strategies, LLC registered with the SEC or a state?** Soundpath Retirement Strategies, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 315590. **How much does Soundpath Retirement Strategies, LLC manage?** Soundpath Retirement Strategies, LLC reports $158,522,563 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary). **What types of clients does Soundpath Retirement Strategies, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167); high net worth individuals (14). **Which custodians does Soundpath Retirement Strategies, LLC use?** Soundpath Retirement Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Soundpath Retirement Strategies, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315590 **Does Soundpath Retirement Strategies, LLC state an account minimum?** Its Form ADV Part 2A brochure dated January 22, 2026 says: "SoundPath does not require a minimum to open an account." **What changed in Soundpath Retirement Strategies, LLC's recent Form ADV filings?** In the October 2026 filing data: Regulatory assets under management went from $134,458,441 to $158,522,563 (+18%). Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated January 22, 2026) - Account minimum: None > SoundPath does not require a minimum to open an account. - Hourly rate: $400 an hour (ongoing financial planning) > SoundPath charges a non- negotiable hourly fee of $ 400 per hour based on complexity and unique Client needs for ongoing financial planning. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $158,522,563 - Discretionary: $158,522,563 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 167 | $107,954,370 | | High net worth individuals | 14 | $50,568,193 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Educational seminars/workshops ### Firm details - Registered since: 2025 (0 years) - Employees: 7 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: OR, WA - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the October 2026 filing - Mountlake Terrace, WA - Portland, OR - Renton, WA ### Websites listed on Form ADV (Item 1.I) - soundpathretirement.com - Facebook @SoundPathRetirement - LinkedIn @soundpath-retirement-strategies-llc ## Changes in the filing (last 12 months) ### October 2026 - Regulatory assets under management went from $134,458,441 to $158,522,563 (+18%). - Updated its list of owners and control persons (Schedule A). ### February 2026 - Employees performing advisory functions went from 3 to 4. - Regulatory assets under management went from $111,470,810 to $134,458,441 (+21%). - Changed its office addresses in Renton, WA. ### December 2025 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soundpath Retirement Strategies, LLC (CRD 315590): Form ADV filing data as of October 2026.