# Sound Portfolio Advisors, LLC

> Sound Portfolio Advisors, LLC is an SEC-registered investment advisory firm in Mystic, CT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 125511
- Filed as: SOUND PORTFOLIO ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mystic, CT
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125511
- AdvisorCensus page: https://advisorcensus.com/firm/sound-portfolio-advisors-llc-mystic-ct-125511

## Quick answers

**How is Sound Portfolio Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Portfolio Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Sound Portfolio Advisors, LLC located?**
Sound Portfolio Advisors, LLC's principal office is in Mystic, CT, according to its Form ADV.

**Is Sound Portfolio Advisors, LLC registered with the SEC or a state?**
Sound Portfolio Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 125511.

**How much does Sound Portfolio Advisors, LLC manage?**
Sound Portfolio Advisors, LLC reports $151,057,862 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have Sound Portfolio Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sound Portfolio Advisors, LLC: Regulatory assets under management: $108,262,733 in the October 2021 data and $151,057,862 in the October 2026 data, up 40%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sound Portfolio Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (77); high net worth individuals (62).

**Which custodians does Sound Portfolio Advisors, LLC use?**
Sound Portfolio Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sound Portfolio Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125511

**Does Sound Portfolio Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 17, 2026 says: "Sound Portfolio generally requires a minimum relationship size of $500,000 to implement its investment process. This minimum may be waived at Sound Portfolio’s discretion."

**What changed in Sound Portfolio Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $123,941,039 to $151,057,862 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Sound Portfolio generally requires a minimum relationship size of $500,000 to implement its investment process. This minimum may be waived at Sound Portfolio’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,057,862
- Discretionary: $151,057,862
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 77 | $21,900,100 |
| High net worth individuals | 62 | $129,157,762 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soundportfolios.com
- LinkedIn @parker-financial-planning-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $108,262,733 | 3 | January 29, 2021 |
| October 2022 | $119,314,723 | 3 | January 31, 2022 |
| October 2023 | $106,448,216 | 3 | February 16, 2023 |
| October 2024 | $115,909,407 | 3 | February 29, 2024 |
| October 2025 | $123,941,039 | 3 | February 5, 2025 |
| October 2026 | $151,057,862 | 3 | February 17, 2026 |

Regulatory assets under management: $108,262,733 in the October 2021 data and $151,057,862 in the October 2026 data, up 40%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $123,941,039 to $151,057,862 (+22%).

### January 2026
- No longer registered or notice-filed in NH, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Portfolio Advisors, LLC (CRD 125511): Form ADV filing data as of October 2026.