# Sound Point Commercial Real Estate Finance LLC

> Sound Point Commercial Real Estate Finance LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 311808
- Filed as: SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311808
- AdvisorCensus page: https://advisorcensus.com/firm/sound-point-commercial-real-estate-finance-llc-new-york-ny-311808

## Quick answers

**How is Sound Point Commercial Real Estate Finance LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Point Commercial Real Estate Finance LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sound Point Commercial Real Estate Finance LLC located?**
Sound Point Commercial Real Estate Finance LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Sound Point Commercial Real Estate Finance LLC registered with the SEC or a state?**
Sound Point Commercial Real Estate Finance LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311808.

**How much does Sound Point Commercial Real Estate Finance LLC manage?**
Sound Point Commercial Real Estate Finance LLC reports $2,723,360,506 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary).

**How have Sound Point Commercial Real Estate Finance LLC's assets and staff changed since 2021?**
In the Form ADV data for Sound Point Commercial Real Estate Finance LLC: Regulatory assets under management: $0 in the October 2021 data and $2,723,360,506 in the October 2026 data. Total employees: 13 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sound Point Commercial Real Estate Finance LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (5); pooled investment vehicles (other than investment companies and business development companies) (2); corporations or other businesses not listed above (1).

**Which custodians does Sound Point Commercial Real Estate Finance LLC use?**
Sound Point Commercial Real Estate Finance LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon as a custodian holding 10% or more of its separately managed account assets.

**Does Sound Point Commercial Real Estate Finance LLC report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311808

**What changed in Sound Point Commercial Real Estate Finance LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $2,450,725,546 to $2,723,360,506 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,723,360,506
- Discretionary: $2,723,360,506
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $524,888,168 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $1,720,592,523 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $477,879,815 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 25 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NE
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311808

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Greenwich, CT
- West Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- [cre.soundpointcap.com](https://cre.soundpointcap.com)
- [soundpointcap.com](https://soundpointcap.com)
- LinkedIn @sound-point-capital-management-lp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 13 | September 17, 2021 |
| October 2022 | $2,120,328,228 | 21 | August 17, 2022 |
| October 2023 | $2,438,073,049 | 25 | July 29, 2023 |
| October 2024 | $2,422,759,690 | 23 | August 29, 2024 |
| October 2025 | $2,596,531,424 | 23 | July 1, 2025 |
| October 2026 | $2,723,360,506 | 25 | April 30, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $2,723,360,506 in the October 2026 data.
Total employees: 13 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $2,450,725,546 to $2,723,360,506 (+11%).

### April 2026
- Employees performing advisory functions went from 17 to 19.
- No longer lists an office in Hermosa Beach, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Point Commercial Real Estate Finance LLC (CRD 311808): Form ADV filing data as of October 2026.