{
  "crd_number": 169037,
  "slug": "sound-mark-partners-llc-greenwich-ct-169037",
  "primary_business_name": "SOUND MARK PARTNERS, LLC",
  "legal_name": "SOUND MARK PARTNERS, LLC",
  "dbas": [
    "AGC SOUND MARK"
  ],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-09-16",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 271980247.0,
  "raum_discretionary": 271980247.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "state_municipal": {
      "raum": 19850000.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 252130247.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT"
  ],
  "websites": [
    "https://linkedin.com/company/sound-mark-partners-llc",
    "https://soundmarkpartners.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169037",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/sound-mark-partners-llc-greenwich-ct-169037",
  "display_name": "Sound Mark Partners, LLC",
  "summary": "Sound Mark Partners, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Sound Mark Partners, LLC (CRD 169037): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Sound Mark Partners, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sound Mark Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Sound Mark Partners, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1.25% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sound Mark Partners, LLC located?",
      "a": "Sound Mark Partners, LLC's principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Sound Mark Partners, LLC registered with the SEC or a state?",
      "a": "Sound Mark Partners, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169037."
    },
    {
      "q": "How much does Sound Mark Partners, LLC manage?",
      "a": "Sound Mark Partners, LLC reports $271,980,247 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Sound Mark Partners, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sound Mark Partners, LLC: Regulatory assets under management: $315,655,715 in the October 2021 data and $271,980,247 in the October 2026 data, down 14%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sound Mark Partners, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Does Sound Mark Partners, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169037"
    },
    {
      "q": "What changed in Sound Mark Partners, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $315,283,553 to $271,980,247 (-14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 315655715.0,
      "total_employees": 7,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 398872815.0,
      "total_employees": 7,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 444463000.0,
      "total_employees": 7,
      "filing_date": "2023-04-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 405626020.0,
      "total_employees": 8,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 315283553.0,
      "total_employees": 7,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 271980247.0,
      "total_employees": 6,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 6.",
        "Regulatory assets under management went from $315,283,553 to $271,980,247 (-14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1.25% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1.25% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Investors in the Horizons Fund pay Sound Mark (or one of its affiliates) a Management Fee that ranges from 1.25% to 1.5% of the Horizons Fund invested capital, as adjusted for impaired assets and the distribution of redemption proceeds and other distributions to investors in accordance with the Partnership Agreement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        1.25,
        1.5
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Investors in the Horizons Fund pay Sound Mark (or one of its affiliates) a Management Fee that ranges from 1.25% to 1.5% of the Horizons Fund invested capital, as adjusted for impaired assets and the distribution of redemption proceeds and other distributions to investors in accordance with the Partnership Agreement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sound-mark-partners-llc-greenwich-ct-169037.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 252130247.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 19850000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169037",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}