# Sound Investments Inc.

> Sound Investments Inc. is a state-registered investment advisory firm in Overland Park, KS, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 117501
- Filed as: SOUND INVESTMENTS INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117501
- AdvisorCensus page: https://advisorcensus.com/firm/sound-investments-inc-overland-park-ks-117501

## Quick answers

**How is Sound Investments Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Investments Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sound Investments Inc. located?**
Sound Investments Inc.'s principal office is in Overland Park, KS, according to its Form ADV.

**Is Sound Investments Inc. registered with the SEC or a state?**
Sound Investments Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 117501.

**How much does Sound Investments Inc. manage?**
Sound Investments Inc. reports $18,500,000 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**What types of clients does Sound Investments Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70).

**Does Sound Investments Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.B(1) (conviction or plea for a listed misdemeanor in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117501

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,500,000
- Discretionary: $18,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $18,500,000 |
| High net worth individuals | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, MO
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.B(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117501

### Websites listed on Form ADV (Item 1.I)
- [soundinvestments4.com](https://soundinvestments4.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Investments Inc. (CRD 117501): Form ADV filing data as of October 2026.