# Sound Investment Management Inc

> Sound Investment Management Inc is an SEC-registered investment advisory firm in Tualatin, OR, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 107438
- Filed as: SOUND INVESTMENT MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tualatin, OR
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107438
- AdvisorCensus page: https://advisorcensus.com/firm/sound-investment-management-inc-tualatin-or-107438

## Quick answers

**How is Sound Investment Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Investment Management Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does Sound Investment Management Inc charge?**
Its Form ADV Part 2A brochure dated April 14, 2026 states: Hourly rate: $200 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sound Investment Management Inc located?**
Sound Investment Management Inc's principal office is in Tualatin, OR, according to its Form ADV.

**Is Sound Investment Management Inc registered with the SEC or a state?**
Sound Investment Management Inc is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 107438.

**How much does Sound Investment Management Inc manage?**
Sound Investment Management Inc reports $255,500,000 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (0% discretionary).

**How have Sound Investment Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Sound Investment Management Inc: Regulatory assets under management: $165,625,974 in the October 2021 data and $255,500,000 in the October 2026 data, up 54%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sound Investment Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (42).

**Does Sound Investment Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107438

**What changed in Sound Investment Management Inc's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Hourly rate: $200 an hour (financial planning services)

> Fees for financial planning services are based on an hourly rate of $200.00 per hour, or a flat fee as agreed upon with a Client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $255,500,000
- Discretionary: $0
- Non-discretionary: $255,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $103,000,000 |
| High net worth individuals | 42 | $152,500,000 |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- simiusa.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $165,625,974 | 4 | March 29, 2021 |
| October 2022 | $196,887,156 | 4 | March 28, 2022 |
| October 2023 | $178,238,297 | 4 | March 27, 2023 |
| October 2024 | $211,448,250 | 4 | March 28, 2024 |
| October 2025 | $242,615,902 | 4 | March 28, 2025 |
| October 2026 | $255,500,000 | 4 | April 14, 2026 |

Regulatory assets under management: $165,625,974 in the October 2021 data and $255,500,000 in the October 2026 data, up 54%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in CA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Investment Management Inc (CRD 107438): Form ADV filing data as of October 2026.