{
  "crd_number": 107438,
  "slug": "sound-investment-management-inc-tualatin-or-107438",
  "primary_business_name": "SOUND INVESTMENT MANAGEMENT INC",
  "legal_name": "SOUND INVESTMENT MANAGEMENT INC",
  "dbas": [],
  "city": "Tualatin",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1994-05-26",
  "years_registered": 32,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 255500000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 255500000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 103000000.0,
      "count": 98
    },
    "high_net_worth_individuals": {
      "raum": 152500000.0,
      "count": 42
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "OR",
    "TX",
    "VA"
  ],
  "websites": [
    "https://simiusa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107438",
  "city_as_filed": "TUALATIN",
  "url": "https://advisorcensus.com/firm/sound-investment-management-inc-tualatin-or-107438",
  "display_name": "Sound Investment Management Inc",
  "summary": "Sound Investment Management Inc is an SEC-registered investment advisory firm in Tualatin, OR, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. Sound Investment Management Inc (CRD 107438): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sound Investment Management Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sound Investment Management Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Sound Investment Management Inc located?",
      "a": "Sound Investment Management Inc's principal office is in Tualatin, OR, according to its Form ADV."
    },
    {
      "q": "Is Sound Investment Management Inc registered with the SEC or a state?",
      "a": "Sound Investment Management Inc is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 107438."
    },
    {
      "q": "How much does Sound Investment Management Inc manage?",
      "a": "Sound Investment Management Inc reports $255,500,000 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (0% discretionary)."
    },
    {
      "q": "How have Sound Investment Management Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sound Investment Management Inc: Regulatory assets under management: $165,625,974 in the October 2021 data and $255,500,000 in the October 2026 data, up 54%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sound Investment Management Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (42)."
    },
    {
      "q": "Does Sound Investment Management Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107438"
    },
    {
      "q": "What changed in Sound Investment Management Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 165625974.0,
      "total_employees": 4,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 196887156.0,
      "total_employees": 4,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 178238297.0,
      "total_employees": 4,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 211448250.0,
      "total_employees": 4,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 242615902.0,
      "total_employees": 4,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 255500000.0,
      "total_employees": 4,
      "filing_date": "2026-04-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA, TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sound-investment-management-inc-tualatin-or-107438.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 98,
      "fewer_than_5": false,
      "raum": 103000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 152500000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107438",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}