# Sound Financial Investment Management, LLC

> Sound Financial Investment Management, LLC is a state-registered investment advisory firm in Vandalia, OH, registered since 2012, with no regulatory assets under management reported in its Form ADV filing dated June 23, 2026.

- CRD: 163025
- Filed as: SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Vandalia, OH
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/163025
- AdvisorCensus page: https://advisorcensus.com/firm/sound-financial-investment-management-llc-vandalia-oh-163025

## Quick answers

**How is Sound Financial Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Financial Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Sound Financial Investment Management, LLC located?**
Sound Financial Investment Management, LLC's principal office is in Vandalia, OH, according to its Form ADV.

**Is Sound Financial Investment Management, LLC registered with the SEC or a state?**
Sound Financial Investment Management, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 163025.

**Does Sound Financial Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/163025

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soundfinancial.net
- Facebook @SOUNDFINANCIALSOLUTIONSINC
- X @SOUNDFINSOL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Financial Investment Management, LLC (CRD 163025): Form ADV filing data as of October 2026.