# Sound Capital Solutions LLC

> Sound Capital Solutions LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 311034
- Filed as: SOUND CAPITAL SOLUTIONS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311034
- AdvisorCensus page: https://advisorcensus.com/firm/sound-capital-solutions-llc-311034

## Quick answers

**How is Sound Capital Solutions LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Capital Solutions LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sound Capital Solutions LLC registered with the SEC or a state?**
Sound Capital Solutions LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 311034.

**How much does Sound Capital Solutions LLC manage?**
Sound Capital Solutions LLC reports $305,731,458 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).

**How have Sound Capital Solutions LLC's assets and staff changed since 2024?**
In the Form ADV data for Sound Capital Solutions LLC: Regulatory assets under management: $45,453,407 in the October 2024 data and $305,731,458 in the October 2026 data, up 573%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sound Capital Solutions LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (2).

**Does Sound Capital Solutions LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311034

**What changed in Sound Capital Solutions LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $305,731,458
- Discretionary: $305,731,458
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 2 | $305,731,458 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soundcapitalsolutions.com
- LinkedIn @sound-capital-solutions

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $45,453,407 | 5 | May 1, 2024 |
| October 2025 | $224,206,038 | 5 | March 14, 2025 |
| October 2026 | $305,731,458 | 5 | September 23, 2026 |

Regulatory assets under management: $45,453,407 in the October 2024 data and $305,731,458 in the October 2026 data, up 573%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Regulatory assets under management went from $224,206,038 to $305,731,458 (+36%).
- No longer lists an office in Chicago, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Capital Solutions LLC (CRD 311034): Form ADV filing data as of October 2026.