# Sound Asset Management, Inc.

> Sound Asset Management, Inc. is a state-registered investment advisory firm, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 124104
- Filed as: SOUND ASSET MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124104
- AdvisorCensus page: https://advisorcensus.com/firm/sound-asset-management-inc-124104

## Quick answers

**How is Sound Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Sound Asset Management, Inc. registered with the SEC or a state?**
Sound Asset Management, Inc. is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 124104.

**How much does Sound Asset Management, Inc. manage?**
Sound Asset Management, Inc. reports $109,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (49% discretionary).

**What types of clients does Sound Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (20).

**Does Sound Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124104

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $109,000,000
- Discretionary: $53,000,000
- Non-discretionary: $56,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $36,000,000 |
| High net worth individuals | 20 | $73,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soundassetmanagementinc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Asset Management, Inc. (CRD 124104): Form ADV filing data as of October 2026.