# Sound Asset Management Group, LLC

> Sound Asset Management Group, LLC is a state-registered investment advisory firm in Brooklyn, NY, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated July 27, 2026.

- CRD: 145330
- Filed as: SOUND ASSET MANAGEMENT GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: July 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/145330
- AdvisorCensus page: https://advisorcensus.com/firm/sound-asset-management-group-llc-brooklyn-ny-145330

## Quick answers

**How is Sound Asset Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sound Asset Management Group, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sound Asset Management Group, LLC located?**
Sound Asset Management Group, LLC's principal office is in Brooklyn, NY, according to its Form ADV.

**Is Sound Asset Management Group, LLC registered with the SEC or a state?**
Sound Asset Management Group, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 145330.

**How have Sound Asset Management Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sound Asset Management Group, LLC: Regulatory assets under management: $96,941,948 in the October 2021 data and $102,972,942 in the October 2022 data, up 6%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Sound Asset Management Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145330

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $96,941,948 | 1 | March 25, 2021 |
| October 2022 | $102,972,942 | 1 | March 28, 2022 |
| October 2026 | Not reported | 1 | July 27, 2026 |

Regulatory assets under management: $96,941,948 in the October 2021 data and $102,972,942 in the October 2022 data, up 6%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sound Asset Management Group, LLC (CRD 145330): Form ADV filing data as of October 2026.
