# Sora Investors

> Sora Investors is an SEC-registered investment advisory firm in Bryn Mawr, PA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 28, 2026.

- CRD: 317257
- Filed as: SORA INVESTORS
- Legal name: Sora Investors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bryn Mawr, PA
- Filing period: October 2026
- Form ADV filing dated: January 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317257
- AdvisorCensus page: https://advisorcensus.com/firm/sora-investors-bryn-mawr-pa-317257

## Quick answers

**How is Sora Investors compensated?**
On its Form ADV (Item 5.E, October 2026), Sora Investors reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Sora Investors located?**
Sora Investors' principal office is in Bryn Mawr, PA, according to its Form ADV; the February 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Sora Investors registered with the SEC or a state?**
Sora Investors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317257.

**How much does Sora Investors manage?**
Sora Investors reports $2,602,802,000 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).

**How have Sora Investors' assets and staff changed since 2022?**
In the Form ADV data for Sora Investors: Regulatory assets under management: $392,852,000 in the October 2022 data and $2,602,802,000 in the October 2026 data, up 563%. Total employees: 4 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sora Investors serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Sora Investors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317257

**Does Sora Investors state an account minimum?**
Its Form ADV Part 2A brochure dated January 28, 2026 says: "Separate Account Clients are generally subject to a minimum initial investment of $200,000,000, unless such minimum is waived by Sora in its sole discretion."

**What changed in Sora Investors' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $2,317,661,000 to $2,602,802,000 (+12%). Employees performing advisory functions went from 10 to 11. Changed its office addresses in New York, NY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated January 28, 2026)

- Account minimum: $200,000,000 (the brochure says it may be waived or negotiated)

> Separate Account Clients are generally subject to a minimum initial investment of $200,000,000, unless such minimum is waived by Sora in its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $2,602,802,000
- Discretionary: $2,602,802,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $2,602,802,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (4 years)
- Employees: 13 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Chicago, IL
- New York, NY
- Palo Alto, CA

### Websites listed on Form ADV (Item 1.I)
- sorainvestors.com
- LinkedIn @sora-investors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $392,852,000 | 4 | March 11, 2022 |
| October 2023 | $420,769,000 | 5 | September 6, 2023 |
| October 2024 | $673,116,000 | 8 | March 26, 2024 |
| October 2025 | $2,317,661,000 | 12 | March 31, 2025 |
| October 2026 | $2,602,802,000 | 13 | January 28, 2026 |

Regulatory assets under management: $392,852,000 in the October 2022 data and $2,602,802,000 in the October 2026 data, up 563%.
Total employees: 4 in October 2022 and 13 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $2,317,661,000 to $2,602,802,000 (+12%).
- Employees performing advisory functions went from 10 to 11.
- Changed its office addresses in New York, NY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sora Investors (CRD 317257): Form ADV filing data as of October 2026.