# Sooner Private Financial LLC

> Sooner Private Financial LLC is an SEC-registered investment advisory firm in Salem, NH, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 340648
- Filed as: SOONER PRIVATE FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Salem, NH
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340648
- AdvisorCensus page: https://advisorcensus.com/firm/sooner-private-financial-llc-salem-nh-340648

## Quick answers

**How is Sooner Private Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sooner Private Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Sooner Private Financial LLC charge?**
Its Form ADV Part 2A brochure dated August 6, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it); Hourly rate: $225 to $575 an hour (an in-depth analysis of your financial situation or other defined projects). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sooner Private Financial LLC located?**
Sooner Private Financial LLC's principal office is in Salem, NH, according to its Form ADV.

**Is Sooner Private Financial LLC registered with the SEC or a state?**
Sooner Private Financial LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340648.

**How much does Sooner Private Financial LLC manage?**
Sooner Private Financial LLC reports $8,995,352 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**What types of clients does Sooner Private Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57).

**Does Sooner Private Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340648

**What changed in Sooner Private Financial LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 3 to 1.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 6, 2026)

- Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)

> Advisory Fee Schedule ranges from .25% to 2.75% as agreed upon by both parties. Fees for Investment Management Services may be modified depending upon the size of the portfolio, complexity of services required or individual circumstances, and at the discretion of SPF.

- Hourly rate: $225 to $575 an hour (an in-depth analysis of your financial situation or other defined projects)

> In certain instances, we will charge an hourly fee of $225.00 to $575.00, which will be based upon the nature and complexity of the client's circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $8,995,352
- Discretionary: $8,995,352
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $3,510,605 |
| High net worth individuals | Fewer than 5 | $5,484,747 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 3 to 1.

### June 2026
- Registered or notice-filed in MA.

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sooner Private Financial LLC (CRD 340648): Form ADV filing data as of October 2026.