# Sonoma Mountain Financial LLC

> Sonoma Mountain Financial LLC is a state-registered investment advisory firm in Petaluma, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 334099
- Filed as: SONOMA MOUNTAIN FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Petaluma, CA
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334099
- AdvisorCensus page: https://advisorcensus.com/firm/sonoma-mountain-financial-llc-petaluma-ca-334099

## Quick answers

**How is Sonoma Mountain Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sonoma Mountain Financial LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sonoma Mountain Financial LLC located?**
Sonoma Mountain Financial LLC's principal office is in Petaluma, CA, according to its Form ADV.

**Is Sonoma Mountain Financial LLC registered with the SEC or a state?**
Sonoma Mountain Financial LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334099.

**How much does Sonoma Mountain Financial LLC manage?**
Sonoma Mountain Financial LLC reports $11,731,922 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**What types of clients does Sonoma Mountain Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (15).

**Does Sonoma Mountain Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334099

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,731,922
- Discretionary: $11,731,922
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $681,922 |
| High net worth individuals | 15 | $11,050,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sonomamountainfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sonoma Mountain Financial LLC (CRD 334099): Form ADV filing data as of October 2026.