# Sonata Capital Group Inc > Sonata Capital Group Inc is an SEC-registered investment advisory firm in Seattle, WA, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026. - CRD: 111277 - Filed as: SONATA CAPITAL GROUP INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Seattle, WA - Filing period: October 2026 - Form ADV filing dated: March 25, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111277 - AdvisorCensus page: https://advisorcensus.com/firm/sonata-capital-group-inc-seattle-wa-111277 ## Quick answers **How is Sonata Capital Group Inc compensated?** On its Form ADV (Item 5.E, October 2026), Sonata Capital Group Inc reports these compensation arrangements: a percentage of assets under its management. **What does Sonata Capital Group Inc's brochure say about its fees?** Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.8% a year; $5,000,000 to $10,000,000: 0.5% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Sonata Capital Group Inc located?** Sonata Capital Group Inc's principal office is in Seattle, WA, according to its Form ADV. **Is Sonata Capital Group Inc registered with the SEC or a state?** Sonata Capital Group Inc is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 111277. **How much does Sonata Capital Group Inc manage?** Sonata Capital Group Inc reports $360,685,424 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary). **How have Sonata Capital Group Inc's assets and staff changed since 2021?** In the Form ADV data for Sonata Capital Group Inc: Regulatory assets under management: $281,915,117 in the October 2021 data and $360,685,424 in the October 2026 data, up 28%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Sonata Capital Group Inc serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (119); individuals (other than high net worth individuals) (73); charitable organizations (5). **Which custodians does Sonata Capital Group Inc use?** Sonata Capital Group Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Sonata Capital Group Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111277 ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026) - Up to $2,000,000: 1% a year - $2,000,000 to $5,000,000: 0.8% a year - $5,000,000 to $10,000,000: 0.5% a year - Above $10,000,000: 0.4% a year > Our standard annual fee structure for Equity and Balanced Accounts is: > 1.00% on the first $2,000,000.00 > 0.80% on the next $3,000,000.00 > 0.50% on the next $5,000,000.00 > 0.40% over $10,000,000.00 As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $360,685,424 - Discretionary: $360,685,424 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 73 | $21,737,285 | | High net worth individuals | 119 | $335,635,536 | | Banking or thrift institutions | 0 | Not reported | | Investment companies | 0 | Not reported | | Business development companies | 0 | Not reported | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported | | Charitable organizations | 5 | $3,312,603 | | State or municipal government entities (including government pension plans) | 0 | Not reported | | Other investment advisers | 0 | Not reported | | Insurance companies | 0 | Not reported | | Sovereign wealth funds and foreign official institutions | 0 | Not reported | | Corporations or other businesses not listed above | 0 | Not reported | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2000 (26 years) - Employees: 5 total, 5 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, CO, WA - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - sonatacap.com - sonatacapital.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $281,915,117 | 5 | March 24, 2021 | | October 2022 | $329,448,971 | 5 | March 17, 2022 | | October 2023 | $264,257,546 | 5 | March 13, 2023 | | October 2024 | $299,276,610 | 5 | March 28, 2024 | | October 2025 | $332,610,026 | 5 | March 11, 2025 | | October 2026 | $360,685,424 | 5 | March 25, 2026 | Regulatory assets under management: $281,915,117 in the October 2021 data and $360,685,424 in the October 2026 data, up 28%. Total employees: 5 in October 2021 and 5 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sonata Capital Group Inc (CRD 111277): Form ADV filing data as of October 2026.