# Solutions 4 Wealth

> Solutions 4 Wealth is an SEC-registered investment advisory firm in Southlake, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 143248
- Filed as: SOLUTIONS 4 WEALTH
- Legal name: Solutions 4 Wealth, Ltd
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southlake, TX
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143248
- AdvisorCensus page: https://advisorcensus.com/firm/solutions-4-wealth-southlake-tx-143248

## Quick answers

**How is Solutions 4 Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Solutions 4 Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Solutions 4 Wealth located?**
Solutions 4 Wealth's principal office is in Southlake, TX, according to its Form ADV; the December 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Solutions 4 Wealth registered with the SEC or a state?**
Solutions 4 Wealth is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 143248.

**How much does Solutions 4 Wealth manage?**
Solutions 4 Wealth reports $189,447,995 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).

**How have Solutions 4 Wealth's assets and staff changed since 2021?**
In the Form ADV data for Solutions 4 Wealth: Regulatory assets under management: $112,904,029 in the October 2021 data and $189,447,995 in the October 2026 data, up 68%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Solutions 4 Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (124); high net worth individuals (77); other investment advisers (6).

**Which custodians does Solutions 4 Wealth use?**
Solutions 4 Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Solutions 4 Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143248

**What changed in Solutions 4 Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. No longer lists an office in Mount Pleasant, SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Minimum annual fee: $1,500

> *Annual Minimum fee is $1,500

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $189,447,995
- Discretionary: $189,121,694
- Non-discretionary: $326,301

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 124 | $25,626,497 |
| High net worth individuals | 77 | $160,091,223 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | 1 | $10,001 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,611,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | 6 | $782,826 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $322,380 |
| Other | Fewer than 5 | $1,004,068 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the December 2025 filing
- Mount Pleasant, SC

### Websites listed on Form ADV (Item 1.I)
- solutions4wealth.com
- LinkedIn @51692482

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $112,904,029 | 7 | August 23, 2021 |
| October 2022 | $143,351,811 | 9 | March 31, 2022 |
| October 2023 | $119,614,937 | 9 | March 17, 2023 |
| October 2024 | $141,888,912 | 6 | March 18, 2024 |
| October 2025 | $173,592,028 | 7 | March 31, 2025 |
| October 2026 | $189,447,995 | 5 | September 23, 2026 |

Regulatory assets under management: $112,904,029 in the October 2021 data and $189,447,995 in the October 2026 data, up 68%.
Total employees: 7 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.
- No longer lists an office in Mount Pleasant, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Solutions 4 Wealth (CRD 143248): Form ADV filing data as of October 2026.