# Soltis Investment Advisors, LLC

> Soltis Investment Advisors, LLC is an SEC-registered investment advisory firm in St. George, UT, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 154690
- Filed as: SOLTIS INVESTMENT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. George, UT
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154690
- AdvisorCensus page: https://advisorcensus.com/firm/soltis-investment-advisors-llc-st-george-ut-154690

## Quick answers

**How is Soltis Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Soltis Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Soltis Investment Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $500 to $50,000 (financial planning and consulting services); Subscription: $2,500 to $6,000 a month (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Soltis Investment Advisors, LLC located?**
Soltis Investment Advisors, LLC's principal office is in St. George, UT, according to its Form ADV; the August 2026 filing also lists 19 other offices (Schedule D, Section 1.F).

**Is Soltis Investment Advisors, LLC registered with the SEC or a state?**
Soltis Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154690.

**How much does Soltis Investment Advisors, LLC manage?**
Soltis Investment Advisors, LLC reports $12,036,590,400 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**How have Soltis Investment Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Soltis Investment Advisors, LLC: Regulatory assets under management: $3,322,688,921 in the October 2021 data and $12,036,590,400 in the October 2026 data, up 262%. Total employees: 40 in October 2021 and 121 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Soltis Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3,207); individuals (other than high net worth individuals) (1,906); pension and profit sharing plans (but not the plan participants or government pension plans) (243).

**Which custodians does Soltis Investment Advisors, LLC use?**
Soltis Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Soltis Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154690

**What changed in Soltis Investment Advisors, LLC's recent Form ADV filings?**
In the August 2026 filing data: Changed its office addresses in Bellevue, WA. Changed its office addresses in Bluffton, SC. Changed its office addresses in Boston, MA. Changed its office addresses in Broomfield, CO. Changed its office addresses in Folsom, CA. Changed its office addresses in Lehi, UT. Changed its office addresses in Novi, MI. Changed its office addresses in Palm Beach Gardens, FL. Changed its office addresses in Salt Lake City, UT. Added an office in Columbus, OH. Added an office in Gilbert, AZ. Added an office in Houston, TX. Added an office in Mason, OH. Added an office in New York, NY. Added an office in Oakwood, OH. Added an office in Raleigh, NC. Added an office in Redwood City, CA. No longer lists an office in Chandler, AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Flat fee: $500 to $50,000 (financial planning and consulting services)

> Soltis may charge fixed fees and monthly fees for financial planning and consulting services. These fees are negotiable, but generally range from $500 to $50,000 on a fixed fee basis

- Subscription: $2,500 to $6,000 a month (financial planning and/or consulting services)

> Soltis may charge fixed fees and monthly fees for financial planning and consulting services. These fees are negotiable, but generally range from $500 to $50,000 on a fixed fee basis and $2,500 to $6,000 per month on a monthly basis

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $12,036,590,400
- Discretionary: $12,036,590,400
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,906 | $396,630,757 |
| High net worth individuals | 3,207 | $6,476,640,598 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 243 | $4,714,224,167 |
| Charitable organizations | 20 | $286,926,344 |
| Corporations or other businesses not listed above | 38 | $162,168,534 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 121 total, 63 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Bellevue, WA
- Bluffton, SC
- Boston, MA
- Broomfield, CO
- Columbus, OH
- Folsom, CA
- Gilbert, AZ
- Houston, TX
- Lehi, UT
- Mason, OH
- New York, NY
- Novi, MI
- Oakbrook Terrace, IL
- Oakwood, OH
- Palm Beach Gardens, FL
- Raleigh, NC
- Redwood City, CA
- Salt Lake City, UT
- Southlake, TX

### Websites listed on Form ADV (Item 1.I)
- soltisadvisors.com
- LinkedIn @1379257

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,322,688,921 | 40 | March 31, 2021 |
| October 2022 | $5,199,963,238 | 40 | April 1, 2022 |
| October 2023 | $5,644,684,596 | 56 | March 31, 2023 |
| October 2024 | $6,821,969,061 | 72 | September 20, 2024 |
| October 2025 | $8,352,553,865 | 95 | March 28, 2025 |
| October 2026 | $12,036,590,400 | 121 | July 9, 2026 |

Regulatory assets under management: $3,322,688,921 in the October 2021 data and $12,036,590,400 in the October 2026 data, up 262%.
Total employees: 40 in October 2021 and 121 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Changed its office addresses in Bellevue, WA.
- Changed its office addresses in Bluffton, SC.
- Changed its office addresses in Boston, MA.
- Changed its office addresses in Broomfield, CO.
- Changed its office addresses in Folsom, CA.
- Changed its office addresses in Lehi, UT.
- Changed its office addresses in Novi, MI.
- Changed its office addresses in Palm Beach Gardens, FL.
- Changed its office addresses in Salt Lake City, UT.
- Added an office in Columbus, OH.
- Added an office in Gilbert, AZ.
- Added an office in Houston, TX.
- Added an office in Mason, OH.
- Added an office in New York, NY.
- Added an office in Oakwood, OH.
- Added an office in Raleigh, NC.
- Added an office in Redwood City, CA.
- No longer lists an office in Chandler, AZ.

### April 2026
- Regulatory assets under management went from $8,352,553,865 to $12,036,590,400 (+44%).
- Employees performing advisory functions went from 51 to 63.
- Changed its office addresses in Oakbrook Terrace, IL.
- Changed its office addresses in Southlake, TX.
- Added an office in Folsom, CA.
- Registered or notice-filed in IA, ME, NH.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Added an office in Bluffton, SC.
- Added an office in Boston, MA.
- Added an office in Lehi, UT.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soltis Investment Advisors, LLC (CRD 154690): Form ADV filing data as of October 2026.