# Solomon and Associates LLC

> Solomon and Associates LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 311975
- Filed as: SOLOMON AND ASSOCIATES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311975
- AdvisorCensus page: https://advisorcensus.com/firm/solomon-and-associates-llc-311975

## Quick answers

**How is Solomon and Associates LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Solomon and Associates LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Solomon and Associates LLC registered with the SEC or a state?**
Solomon and Associates LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311975.

**How much does Solomon and Associates LLC manage?**
Solomon and Associates LLC reports $11,050,536 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Solomon and Associates LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9); individuals (other than high net worth individuals) (5).

**Does Solomon and Associates LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311975

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,050,536
- Discretionary: $11,050,536
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $1,028,683 |
| High net worth individuals | 9 | $9,064,823 |
| Corporations or other businesses not listed above | Fewer than 5 | $957,030 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- solomonandassociates.co

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Solomon and Associates LLC (CRD 311975): Form ADV filing data as of October 2026.