# Solist Financial

> Solist Financial is an SEC-registered investment advisory firm in Tampa, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 329317
- Filed as: SOLIST FINANCIAL
- Legal name: Solist Wealth, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329317
- AdvisorCensus page: https://advisorcensus.com/firm/solist-financial-tampa-fl-329317

## Quick answers

**How is Solist Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Solist Financial reports these compensation arrangements: a percentage of assets under its management.

**Where is Solist Financial located?**
Solist Financial's principal office is in Tampa, FL, according to its Form ADV.

**Is Solist Financial registered with the SEC or a state?**
Solist Financial is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 329317.

**How much does Solist Financial manage?**
Solist Financial reports $130,131,318 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**How have Solist Financial's assets and staff changed since 2024?**
In the Form ADV data for Solist Financial: Regulatory assets under management: $0 in the October 2024 data and $130,131,318 in the October 2026 data. Total employees: 2 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Solist Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (41); corporations or other businesses not listed above (2).

**Which custodians does Solist Financial use?**
Solist Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Gemini Trust Company, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Solist Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329317

**What changed in Solist Financial's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 3, 2026)

- Minimum annual fee: $7,500

> The Firm generally maintains a minimum annual advisory fee of $7,500, which may be waived or modified at the Firm’s discretion based on account size, household relationship, or other circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Gemini Trust Company, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $130,131,318
- Discretionary: $130,131,318
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $13,026,304 |
| High net worth individuals | 41 | $102,587,019 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $5,586,064 |
| Corporations or other businesses not listed above | 2 | $8,931,931 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- solistfinancial.com
- Instagram @solistfinancial
- LinkedIn @solistfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | September 19, 2024 |
| October 2026 | $130,131,318 | 1 | August 3, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $130,131,318 in the October 2026 data.
Total employees: 2 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Solist Financial (CRD 329317): Form ADV filing data as of October 2026.