# SOL Financial

> SOL Financial is a state-registered investment advisory firm in Miami, FL, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 333387
- Filed as: SOL FINANCIAL
- Legal name: SOL Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333387
- AdvisorCensus page: https://advisorcensus.com/firm/sol-financial-miami-fl-333387

## Quick answers

**How is SOL Financial compensated?**
On its Form ADV (Item 5.E, October 2026), SOL Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions.

**Where is SOL Financial located?**
SOL Financial's principal office is in Miami, FL, according to its Form ADV.

**Is SOL Financial registered with the SEC or a state?**
SOL Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 333387.

**How much does SOL Financial manage?**
SOL Financial reports $9,760,502 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (69% discretionary).

**What types of clients does SOL Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); investment companies (11); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does SOL Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333387

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $9,760,502
- Discretionary: $6,781,446
- Non-discretionary: $2,979,056

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $6,466,142 |
| High net worth individuals | 2 | $2,043,464 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 11 | $383,877 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $839,262 |
| Charitable organizations | 1 | $27,757 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sol.financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SOL Financial (CRD 333387): Form ADV filing data as of October 2026.