{
  "crd_number": 142510,
  "slug": "soho-financial-services-llc-montecito-ca-142510",
  "primary_business_name": "SOHO FINANCIAL SERVICES LLC",
  "legal_name": "SOHO FINANCIAL SERVICES LLC",
  "dbas": [],
  "city": "Montecito",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "42200",
  "metro": {
    "cbsa_code": "42200",
    "common_name": "Santa Maria",
    "msa_name": "Santa Maria-Santa Barbara, CA",
    "path": "/advisors/ca/santa-maria"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2018-10-25",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-13",
  "carried_forward": false,
  "raum_total": 1300000.0,
  "raum_discretionary": 1300000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 1300000.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://sohofsllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142510",
  "disclosure_items": [
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "MONTECITO",
  "url": "https://advisorcensus.com/firm/soho-financial-services-llc-montecito-ca-142510",
  "display_name": "Soho Financial Services LLC",
  "summary": "Soho Financial Services LLC is a state-registered investment advisory firm in Montecito, CA, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 13, 2026.",
  "citation": "AdvisorCensus. Soho Financial Services LLC (CRD 142510): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Soho Financial Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Soho Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Soho Financial Services LLC located?",
      "a": "Soho Financial Services LLC's principal office is in Montecito, CA, according to its Form ADV."
    },
    {
      "q": "Is Soho Financial Services LLC registered with the SEC or a state?",
      "a": "Soho Financial Services LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 142510."
    },
    {
      "q": "How much does Soho Financial Services LLC manage?",
      "a": "Soho Financial Services LLC reports $1,300,000 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Soho Financial Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2)."
    },
    {
      "q": "Does Soho Financial Services LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142510"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/soho-financial-services-llc-montecito-ca-142510.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": true,
      "raum": 1300000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142510",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}