# Soesbe Financial

> Soesbe Financial is a state-registered investment advisory firm in Sacramento, CA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 307384
- Filed as: SOESBE FINANCIAL
- Legal name: Soesbe Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sacramento, CA
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/307384
- AdvisorCensus page: https://advisorcensus.com/firm/soesbe-financial-sacramento-ca-307384

## Quick answers

**How is Soesbe Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Soesbe Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Soesbe Financial located?**
Soesbe Financial's principal office is in Sacramento, CA, according to its Form ADV.

**Is Soesbe Financial registered with the SEC or a state?**
Soesbe Financial is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307384.

**How much does Soesbe Financial manage?**
Soesbe Financial reports $84,352,262 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**What types of clients does Soesbe Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (19); charitable organizations (1).

**Does Soesbe Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307384

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $84,352,262
- Discretionary: $84,352,262
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $7,698,660 |
| High net worth individuals | 26 | $76,247,064 |
| Charitable organizations | 1 | $354,266 |
| Corporations or other businesses not listed above | 1 | $52,272 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soesbefinancial.com
- yelp.com/biz/soesbe-financial-sacramento
- Facebook @soesbefinancial
- LinkedIn @soesbefinancial
- Pinterest @soesbefinancial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soesbe Financial (CRD 307384): Form ADV filing data as of October 2026.