{
  "crd_number": 309110,
  "slug": "social-investment-managers-and-advisors-llc-309110",
  "primary_business_name": "SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC",
  "legal_name": "SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC",
  "dbas": [
    "SIMA FUNDS"
  ],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-07-13",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-08-17",
  "carried_forward": false,
  "raum_total": 100579397.0,
  "raum_discretionary": 1225.0,
  "raum_non_discretionary": 100578172.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 166667.0,
      "count": 1,
      "description": "PRIVATE FOUNDATION",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 1225.0,
      "count": 1,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 100411505.0,
      "count": 4
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NJ",
    "NY"
  ],
  "websites": [
    "https://facebook.com/SIMAFunds",
    "https://linkedin.com/company/10592647/admin/dashboard",
    "https://simafunds.com",
    "https://x.com/i/flow/login?redirect_after_login=%2Fsima_funds"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309110",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/social-investment-managers-and-advisors-llc-309110",
  "display_name": "Social Investment Managers and Advisors, LLC",
  "summary": "Social Investment Managers and Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.",
  "citation": "AdvisorCensus. Social Investment Managers and Advisors, LLC (CRD 309110): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Social Investment Managers and Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Social Investment Managers and Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Social Investment Managers and Advisors, LLC registered with the SEC or a state?",
      "a": "Social Investment Managers and Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309110."
    },
    {
      "q": "How much does Social Investment Managers and Advisors, LLC manage?",
      "a": "Social Investment Managers and Advisors, LLC reports $100,579,397 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (0% discretionary)."
    },
    {
      "q": "How have Social Investment Managers and Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Social Investment Managers and Advisors, LLC: Regulatory assets under management: $84,052,252 in the October 2021 data and $100,579,397 in the October 2026 data, up 20%. Total employees: 22 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Social Investment Managers and Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); charitable organizations (1); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Does Social Investment Managers and Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309110"
    },
    {
      "q": "What changed in Social Investment Managers and Advisors, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in NJ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 84052252.0,
      "total_employees": 22,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 103546328.0,
      "total_employees": 29,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 64221734.0,
      "total_employees": 29,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 90805166.0,
      "total_employees": 36,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 93031276.0,
      "total_employees": 3,
      "filing_date": "2025-04-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 100579397.0,
      "total_employees": 4,
      "filing_date": "2026-08-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in NJ."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/social-investment-managers-and-advisors-llc-309110.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 100411505.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1225.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 166667.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309110",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}