# Soaring Investment Management, LLC

> Soaring Investment Management, LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 305273
- Filed as: SOARING INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305273
- AdvisorCensus page: https://advisorcensus.com/firm/soaring-investment-management-llc-portland-or-305273

## Quick answers

**How is Soaring Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Soaring Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Soaring Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $280 an hour (Financial Planning fees); Flat fee: $1,200 to $1,800 a year (Ongoing financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Soaring Investment Management, LLC located?**
Soaring Investment Management, LLC's principal office is in Portland, OR, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Soaring Investment Management, LLC registered with the SEC or a state?**
Soaring Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 305273.

**How much does Soaring Investment Management, LLC manage?**
Soaring Investment Management, LLC reports $112,516,204 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Soaring Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (60); corporations or other businesses not listed above (1).

**Which custodians does Soaring Investment Management, LLC use?**
Soaring Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Soaring Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305273

**What changed in Soaring Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Added an office in Huntersville, NC. Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Hourly rate: $280 an hour (Financial Planning fees)

> Our Financial Planning fees are calculated and charged on an hourly basis, at $280 per hour.

- Flat fee: $1,200 to $1,800 a year (Ongoing financial planning services)

> Ongoing financial planning services are charged pursuant to a flat annual fee that typically ranges between $1,200 and $1,800 per year, charged quarterly or annually in arrears.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,516,204
- Discretionary: $112,516,204
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $27,172,903 |
| High net worth individuals | 60 | $85,317,201 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $26,100 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NC, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Huntersville, NC

### Websites listed on Form ADV (Item 1.I)
- [soaringinvestmentmanagement.com](https://soaringinvestmentmanagement.com)

## Changes in the filing (last 12 months)

### April 2026
- Added an office in Huntersville, NC.
- Registered or notice-filed in NY.

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soaring Investment Management, LLC (CRD 305273): Form ADV filing data as of October 2026.