# Soaring Investment Management, LLC

> Soaring Investment Management, LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 166086
- Filed as: SOARING INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in South Dakota
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/166086
- AdvisorCensus page: https://advisorcensus.com/firm/soaring-investment-management-llc-166086

## Quick answers

**How is Soaring Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Soaring Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Soaring Investment Management, LLC registered with the SEC or a state?**
Soaring Investment Management, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 166086.

**How much does Soaring Investment Management, LLC manage?**
Soaring Investment Management, LLC reports $1,544,551 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Soaring Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32); corporations or other businesses not listed above (3).

**Does Soaring Investment Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166086

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $1,544,551
- Discretionary: $1,544,551
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $1,541,376 |
| Corporations or other businesses not listed above | 3 | $3,175 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SD
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166086

### Websites listed on Form ADV (Item 1.I)
- soaring-llc.com
- Facebook @soaringllc
- LinkedIn @27095356

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soaring Investment Management, LLC (CRD 166086): Form ADV filing data as of October 2026.