# Soares Financial, Inc.

> Soares Financial, Inc. is a state-registered investment advisory firm in Napa, CA, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 120056
- Filed as: SOARES FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Napa, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120056
- AdvisorCensus page: https://advisorcensus.com/firm/soares-financial-inc-napa-ca-120056

## Quick answers

**How is Soares Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Soares Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Soares Financial, Inc. located?**
Soares Financial, Inc.'s principal office is in Napa, CA, according to its Form ADV.

**Is Soares Financial, Inc. registered with the SEC or a state?**
Soares Financial, Inc. is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 120056.

**How much does Soares Financial, Inc. manage?**
Soares Financial, Inc. reports $21,015,039 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Soares Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (8).

**Does Soares Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120056

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $21,015,039
- Discretionary: $21,015,039
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $4,920,192 |
| High net worth individuals | 8 | $16,094,847 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2002 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- soaresfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Soares Financial, Inc. (CRD 120056): Form ADV filing data as of October 2026.