# Snowcap Financial

> Snowcap Financial is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.

- CRD: 313353
- Filed as: SNOWCAP FINANCIAL
- Legal name: Snowcap Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/313353
- AdvisorCensus page: https://advisorcensus.com/firm/snowcap-financial-313353

## Quick answers

**How is Snowcap Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Snowcap Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Snowcap Financial registered with the SEC or a state?**
Snowcap Financial is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 313353.

**How much does Snowcap Financial manage?**
Snowcap Financial reports $13,197,789 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (100% discretionary).

**What types of clients does Snowcap Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Snowcap Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/313353

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,197,789
- Discretionary: $13,197,789
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $10,633,169 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,564,620 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, MA, OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- snowcapfinancial.com
- Facebook @snowcapfinancial
- Instagram @snowcapfinancial
- LinkedIn @snowcap-financial
- X @SnowcapFin

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Snowcap Financial (CRD 313353): Form ADV filing data as of October 2026.