# Snow Financial Management, LLC

> Snow Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 131068
- Filed as: SNOW FINANCIAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131068
- AdvisorCensus page: https://advisorcensus.com/firm/snow-financial-management-llc-131068

## Quick answers

**How is Snow Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Snow Financial Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Snow Financial Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.35% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Snow Financial Management, LLC registered with the SEC or a state?**
Snow Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131068.

**How much does Snow Financial Management, LLC manage?**
Snow Financial Management, LLC reports $97,568,392 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Snow Financial Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Snow Financial Management, LLC: Regulatory assets under management: $113,864,791 in the October 2021 data and $97,568,392 in the October 2026 data, down 14%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Snow Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (15).

**Which custodians does Snow Financial Management, LLC use?**
Snow Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Snow Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131068

**Does Snow Financial Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 28, 2026 says: "SFM requires each client to place at least $ 500,000 with the firm. This minimum may be waived at the discretion of SFM."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Asset-based fee: 0.35% to 2% a year (a range, as the brochure states it)

> Generally, fees vary from 0. 35% to 2.00% per annum of the market value of a client’s assets managed by SFM.

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> SFM requires each client to place at least $ 500,000 with the firm. This minimum may be waived at the discretion of SFM.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $97,568,392
- Discretionary: $97,568,392
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $5,162,964 |
| High net worth individuals | 35 | $92,405,428 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- snowfinancialmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $113,864,791 | 4 | March 4, 2021 |
| October 2022 | $114,459,350 | 4 | April 13, 2022 |
| October 2023 | $97,395,494 | 4 | March 23, 2023 |
| October 2024 | $89,121,120 | 4 | March 17, 2024 |
| October 2025 | $98,616,898 | 4 | March 12, 2025 |
| October 2026 | $97,568,392 | 4 | March 28, 2026 |

Regulatory assets under management: $113,864,791 in the October 2021 data and $97,568,392 in the October 2026 data, down 14%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Snow Financial Management, LLC (CRD 131068): Form ADV filing data as of October 2026.