# SMP Asset Management, LLC

> SMP Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 162653
- Filed as: SMP ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162653
- AdvisorCensus page: https://advisorcensus.com/firm/smp-asset-management-llc-162653

## Quick answers

**How is SMP Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SMP Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is SMP Asset Management, LLC registered with the SEC or a state?**
SMP Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 162653.

**How much does SMP Asset Management, LLC manage?**
SMP Asset Management, LLC reports $255,398,619 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have SMP Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for SMP Asset Management, LLC: Regulatory assets under management: $207,436,759 in the October 2021 data and $255,398,619 in the October 2026 data, up 23%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SMP Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does SMP Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162653

**Does SMP Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The Fund has a minimum investment requirement of $ 500,000, which may be adjusted or waived in the Company’s sole discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The Fund has a minimum investment requirement of $ 500,000, which may be adjusted or waived in the Company’s sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $255,398,619
- Discretionary: $255,398,619
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $190,922,875 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Fewer than 5 | $64,475,744 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- smplp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $207,436,759 | 3 | May 3, 2021 |
| October 2022 | $247,368,513 | 3 | April 12, 2022 |
| October 2023 | $203,400,832 | 3 | April 10, 2023 |
| October 2024 | $200,368,339 | 2 | May 1, 2024 |
| October 2025 | $280,447,905 | 2 | March 28, 2025 |
| October 2026 | $255,398,619 | 2 | March 30, 2026 |

Regulatory assets under management: $207,436,759 in the October 2021 data and $255,398,619 in the October 2026 data, up 23%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SMP Asset Management, LLC (CRD 162653): Form ADV filing data as of October 2026.