# Smithbridge Asset Management, Inc.

> Smithbridge Asset Management, Inc. is an SEC-registered investment advisory firm in Chadds Ford, PA, registered since 1997, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 106261
- Filed as: SMITHBRIDGE ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chadds Ford, PA
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106261
- AdvisorCensus page: https://advisorcensus.com/firm/smithbridge-asset-management-inc-chadds-ford-pa-106261

## Quick answers

**How is Smithbridge Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Smithbridge Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Smithbridge Asset Management, Inc. located?**
Smithbridge Asset Management, Inc.'s principal office is in Chadds Ford, PA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Smithbridge Asset Management, Inc. registered with the SEC or a state?**
Smithbridge Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 106261.

**How much does Smithbridge Asset Management, Inc. manage?**
Smithbridge Asset Management, Inc. reports $830,668,238 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (98% discretionary).

**How have Smithbridge Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Smithbridge Asset Management, Inc.: Regulatory assets under management: $339,080,804 in the October 2021 data and $830,668,238 in the October 2026 data, up 145%. Total employees: 7 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smithbridge Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (339); high net worth individuals (161); charitable organizations (7).

**Which custodians does Smithbridge Asset Management, Inc. use?**
Smithbridge Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Smithbridge Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106261

**Does Smithbridge Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "While we have no set minimum account size, the size of the account may determine the type of securities held in that account."

**What changed in Smithbridge Asset Management, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: None

> While we have no set minimum account size, the size of the account may determine the type of securities held in that account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $830,668,238
- Discretionary: $813,746,575
- Non-discretionary: $16,921,663

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 339 | $118,836,460 |
| High net worth individuals | 161 | $634,334,250 |
| Investment companies | 1 | $33,290,455 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $799,588 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $12,851,831 |
| Charitable organizations | 7 | $30,555,654 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1997 (29 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, DE, FL, LA, MA, MD, MO, NC, NE, NH, NJ, NY, PA, SC, TX, UT, VA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Mechanicsburg, PA

### Websites listed on Form ADV (Item 1.I)
- smithbridgeasset.com
- LinkedIn @SMITHBRIDGE-ASSET-MANAGEMENT
- LinkedIn @brendan-keane1
- LinkedIn @cindy-de-sainte-maresville-cfp-7a85079
- LinkedIn @edkehoe
- LinkedIn @joan-kavanagh-7a591235
- LinkedIn @timdeangelo
- LinkedIn @jonathan-kolle-cfa-3795169
- LinkedIn @rusty-giles-a640909

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $339,080,804 | 7 | May 25, 2021 |
| October 2022 | $453,127,230 | 8 | March 11, 2022 |
| October 2023 | $527,600,057 | 12 | March 28, 2023 |
| October 2024 | $613,003,476 | 12 | September 12, 2024 |
| October 2025 | $665,788,590 | 12 | March 26, 2025 |
| October 2026 | $830,668,238 | 13 | September 3, 2026 |

Regulatory assets under management: $339,080,804 in the October 2021 data and $830,668,238 in the October 2026 data, up 145%.
Total employees: 7 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 5 to 6.

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $665,788,590 to $830,668,238 (+25%).
- No longer lists an office in Malvern, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smithbridge Asset Management, Inc. (CRD 106261): Form ADV filing data as of October 2026.