# Smith Securities LLC

> Smith Securities LLC is a state-registered investment advisory firm in Covington, LA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 288886
- Filed as: SMITH SECURITIES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Covington, LA
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288886
- AdvisorCensus page: https://advisorcensus.com/firm/smith-securities-llc-covington-la-288886

## Quick answers

**How is Smith Securities LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Smith Securities LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Smith Securities LLC located?**
Smith Securities LLC's principal office is in Covington, LA, according to its Form ADV.

**Is Smith Securities LLC registered with the SEC or a state?**
Smith Securities LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288886.

**How much does Smith Securities LLC manage?**
Smith Securities LLC reports $2 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**Does Smith Securities LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288886

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2
- Discretionary: $2
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- smithsecuritiesllc.com
- Facebook @SmithSecurities
- Instagram @smithsecurities
- LinkedIn @smith-securitiesllc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smith Securities LLC (CRD 288886): Form ADV filing data as of October 2026.