{
  "crd_number": 125488,
  "slug": "smith-company-financial-advisors-fusion-funds-sheridan-wy-125488",
  "primary_business_name": "SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS",
  "legal_name": "FUSION ADVISOR",
  "dbas": [],
  "city": "Sheridan",
  "state": "WY",
  "country": "United States",
  "cbsa_code": "43260",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2003-06-24",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2025-12-21",
  "carried_forward": false,
  "raum_total": 400000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 400000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 400000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "market_timing",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125488",
  "city_as_filed": "SHERIDAN",
  "url": "https://advisorcensus.com/firm/smith-company-financial-advisors-fusion-funds-sheridan-wy-125488",
  "display_name": "Smith Company Financial Advisors / Fusion Funds",
  "summary": "Smith Company Financial Advisors / Fusion Funds is a state-registered investment advisory firm in Sheridan, WY, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 21, 2025.",
  "citation": "AdvisorCensus. Smith Company Financial Advisors / Fusion Funds (CRD 125488): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Market timing services"
  ],
  "quick_answers": [
    {
      "q": "How is Smith Company Financial Advisors / Fusion Funds compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Smith Company Financial Advisors / Fusion Funds reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Smith Company Financial Advisors / Fusion Funds located?",
      "a": "Smith Company Financial Advisors / Fusion Funds' principal office is in Sheridan, WY, according to its Form ADV."
    },
    {
      "q": "Is Smith Company Financial Advisors / Fusion Funds registered with the SEC or a state?",
      "a": "Smith Company Financial Advisors / Fusion Funds is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 125488."
    },
    {
      "q": "How much does Smith Company Financial Advisors / Fusion Funds manage?",
      "a": "Smith Company Financial Advisors / Fusion Funds reports $400,000 in regulatory assets under management in its Form ADV filing dated December 21, 2025 (0% discretionary)."
    },
    {
      "q": "Does Smith Company Financial Advisors / Fusion Funds report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125488"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/smith-company-financial-advisors-fusion-funds-sheridan-wy-125488.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 400000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125488",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}