# Smith Capital Investors, LLC

> Smith Capital Investors, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2018, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 294402
- Filed as: SMITH CAPITAL INVESTORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294402
- AdvisorCensus page: https://advisorcensus.com/firm/smith-capital-investors-llc-denver-co-294402

## Quick answers

**How is Smith Capital Investors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Smith Capital Investors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Smith Capital Investors, LLC located?**
Smith Capital Investors, LLC's principal office is in Denver, CO, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Smith Capital Investors, LLC registered with the SEC or a state?**
Smith Capital Investors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294402.

**How much does Smith Capital Investors, LLC manage?**
Smith Capital Investors, LLC reports $13,111,663,806 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Smith Capital Investors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Smith Capital Investors, LLC: Regulatory assets under management: $1,817,755,921 in the October 2021 data and $13,111,663,806 in the October 2026 data, up 621%. Total employees: 15 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smith Capital Investors, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (6).

**Does Smith Capital Investors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294402

**What changed in Smith Capital Investors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 12 to 17.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $13,111,663,806
- Discretionary: $13,111,663,806
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 6 | $13,111,663,806 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 30 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Denver, CO

### Websites listed on Form ADV (Item 1.I)
- [smithcapitalinvestors.com](https://smithcapitalinvestors.com)
- LinkedIn @smith-capital-investors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,817,755,921 | 15 | April 26, 2021 |
| October 2022 | $2,696,402,691 | 16 | March 3, 2022 |
| October 2023 | $2,806,397,301 | 16 | March 7, 2023 |
| October 2024 | $3,715,424,606 | 17 | June 27, 2024 |
| October 2025 | $12,449,307,906 | 27 | May 12, 2025 |
| October 2026 | $13,111,663,806 | 30 | February 27, 2026 |

Regulatory assets under management: $1,817,755,921 in the October 2021 data and $13,111,663,806 in the October 2026 data, up 621%.
Total employees: 15 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 12 to 17.

### January 2026
- Added an office in Denver, CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smith Capital Investors, LLC (CRD 294402): Form ADV filing data as of October 2026.