# Smartx Advisory Solutions

> Smartx Advisory Solutions is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2018, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 297680
- Filed as: SMARTX ADVISORY SOLUTIONS
- Legal name: Smartx Advisory Solutions LLC
- Also doing business as: SMART XCHANGE, SMARTX
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297680
- AdvisorCensus page: https://advisorcensus.com/firm/smartx-advisory-solutions-west-palm-beach-fl-297680

## Quick answers

**How is Smartx Advisory Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Smartx Advisory Solutions reports these compensation arrangements: a percentage of assets under its management; other.

**What does Smartx Advisory Solutions' brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.05% to 0.7% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Smartx Advisory Solutions located?**
Smartx Advisory Solutions' principal office is in West Palm Beach, FL, according to its Form ADV.

**Is Smartx Advisory Solutions registered with the SEC or a state?**
Smartx Advisory Solutions is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297680.

**How much does Smartx Advisory Solutions manage?**
Smartx Advisory Solutions reports $26,993,430,437 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**How have Smartx Advisory Solutions' assets and staff changed since 2021?**
In the Form ADV data for Smartx Advisory Solutions: Regulatory assets under management: $14,365,090,760 in the October 2021 data and $26,993,430,437 in the October 2026 data, up 88%. Total employees: 47 in October 2021 and 96 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smartx Advisory Solutions serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (61).

**Which custodians does Smartx Advisory Solutions use?**
Smartx Advisory Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Smartx Advisory Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297680

**Does Smartx Advisory Solutions state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Generally, SMArtX requires a minimum of $30,000 to open a UMA (“Account Minimum”). The Account Minimum can be waived by SMArtX in certain cases."

**What changed in Smartx Advisory Solutions' recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.05% to 0.7% a year (a range, as the brochure states it)

> The Platform Fee typically ranges from 0.05% to 0.70% per annum. The Platform Fee will be calculated on the value of the assets held in the UMA less any amounts owed by the UMA

- Account minimum: $30,000 (the brochure says it may be waived or negotiated)

> Generally, SMArtX requires a minimum of $30,000 to open a UMA (“Account Minimum”). The Account Minimum can be waived by SMArtX in certain cases.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $26,993,430,437
- Discretionary: $26,993,430,437
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 61 | $26,993,430,437 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 96 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- smartxadvisorysolutions.com
- LinkedIn @smartxadvisory
- X @SMArtXAdvisory
- YouTube @smartxadvisorysolutions4016

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $14,365,090,760 | 47 | March 31, 2021 |
| October 2022 | $18,259,070,565 | 90 | March 31, 2022 |
| October 2023 | $17,558,718,783 | 118 | August 14, 2023 |
| October 2024 | $22,914,329,456 | 91 | May 29, 2024 |
| October 2025 | $26,545,458,669 | 94 | April 4, 2025 |
| October 2026 | $26,993,430,437 | 96 | September 4, 2026 |

Regulatory assets under management: $14,365,090,760 in the October 2021 data and $26,993,430,437 in the October 2026 data, up 88%.
Total employees: 47 in October 2021 and 96 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smartx Advisory Solutions (CRD 297680): Form ADV filing data as of October 2026.