# Smartharvest Portfolios

> Smartharvest Portfolios is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 334260
- Filed as: SMARTHARVEST PORTFOLIOS
- Legal name: Smartharvest Portfolios LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334260
- AdvisorCensus page: https://advisorcensus.com/firm/smartharvest-portfolios-334260

## Quick answers

**How is Smartharvest Portfolios compensated?**
On its Form ADV (Item 5.E, October 2026), Smartharvest Portfolios reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Smartharvest Portfolios registered with the SEC or a state?**
Smartharvest Portfolios is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334260.

**How much does Smartharvest Portfolios manage?**
Smartharvest Portfolios reports $348,143,481 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (100% discretionary).

**How have Smartharvest Portfolios' assets and staff changed since 2025?**
In the Form ADV data for Smartharvest Portfolios: Regulatory assets under management: $170,009,355 in the October 2025 data and $348,143,481 in the October 2026 data, up 105%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smartharvest Portfolios serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (255).

**Which custodians does Smartharvest Portfolios use?**
Smartharvest Portfolios' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Smartharvest Portfolios report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334260

**Does Smartharvest Portfolios state an account minimum?**
Its Form ADV Part 2A brochure dated July 2, 2026 says: "SHPLLC generally does not impose a minimum relationship size."

**What changed in Smartharvest Portfolios' recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $170,009,355 to $354,197,000 (+108%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 2, 2026)

- Account minimum: None

> SHPLLC generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,143,481
- Discretionary: $348,143,481
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 255 | $348,143,481 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- smartharvestportfolios.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $170,009,355 | 1 | April 1, 2025 |
| October 2026 | $348,143,481 | 1 | July 2, 2026 |

Regulatory assets under management: $170,009,355 in the October 2025 data and $348,143,481 in the October 2026 data, up 105%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $170,009,355 to $354,197,000 (+108%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smartharvest Portfolios (CRD 334260): Form ADV filing data as of October 2026.