# Smart Wealth, LLC

> Smart Wealth, LLC is an SEC-registered investment advisory firm in Omaha, NE, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 315496
- Filed as: SMART WEALTH, LLC
- Also doing business as: RETIRE SMART, SMART PRIVATE WEALTH PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Omaha, NE
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315496
- AdvisorCensus page: https://advisorcensus.com/firm/smart-wealth-llc-omaha-ne-315496

## Quick answers

**How is Smart Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Smart Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Smart Wealth, LLC located?**
Smart Wealth, LLC's principal office is in Omaha, NE, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Smart Wealth, LLC registered with the SEC or a state?**
Smart Wealth, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315496.

**How much does Smart Wealth, LLC manage?**
Smart Wealth, LLC reports $686,409,925 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (97% discretionary).

**How have Smart Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Smart Wealth, LLC: Regulatory assets under management: $0 in the October 2021 data and $686,409,925 in the October 2026 data. Total employees: 19 in October 2021 and 41 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smart Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (651); high net worth individuals (339); corporations or other businesses not listed above (18).

**Which custodians does Smart Wealth, LLC use?**
Smart Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC, Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Smart Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315496

**What changed in Smart Wealth, LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $686,409,925
- Discretionary: $668,250,746
- Non-discretionary: $18,159,179

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 651 | $241,697,653 |
| High net worth individuals | 339 | $354,545,500 |
| Investment companies | 4 | $87,439,437 |
| Insurance companies | Fewer than 5 | $1,113,572 |
| Corporations or other businesses not listed above | 18 | $1,613,763 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 41 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, FL, GA, IA, IN, KS, KY, MD, MO, NC, NE, NV, OH, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Lincoln, NE

### Websites listed on Form ADV (Item 1.I)
- gettaxsmart.com
- linktr.ee/SMARTWayETFs
- retiresmartnow.com
- retiresmartomaha.com
- smartpwp.com
- smartwayetfs.com
- soundcloud.com/user-446457366
- Facebook @SMARTWayetfs
- Facebook @getretiresmart
- Facebook @midwestlearningcenter
- Facebook @SMART-Wealth
- Facebook facebook.com
- Facebook facebook.com
- Instagram @retiresmartllc
- Instagram @smartwayetfs
- LinkedIn @getretiresmart
- YouTube @retiresmartllc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 19 | August 24, 2021 |
| October 2022 | $169,019,173 | 21 | September 29, 2022 |
| October 2023 | $211,215,365 | 35 | July 11, 2023 |
| October 2024 | $302,935,897 | 35 | September 17, 2024 |
| October 2025 | $439,967,840 | 45 | April 2, 2025 |
| October 2026 | $686,409,925 | 41 | August 31, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $686,409,925 in the October 2026 data.
Total employees: 19 in October 2021 and 41 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Added the business name Smart Private Wealth Partners.
- Employees performing advisory functions went from 16 to 17.
- Regulatory assets under management went from $448,397,840 to $632,340,216 (+41%).
- Registered or notice-filed in NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smart Wealth, LLC (CRD 315496): Form ADV filing data as of October 2026.