# Smart Portfolio

> Smart Portfolio is a state-registered investment advisory firm in Brea, CA, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 324633
- Filed as: SMART PORTFOLIO
- Legal name: Smart Portfolio LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brea, CA
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/324633
- AdvisorCensus page: https://advisorcensus.com/firm/smart-portfolio-brea-ca-324633

## Quick answers

**How is Smart Portfolio compensated?**
On its Form ADV (Item 5.E, October 2026), Smart Portfolio reports these compensation arrangements: a percentage of assets under its management.

**Where is Smart Portfolio located?**
Smart Portfolio's principal office is in Brea, CA, according to its Form ADV.

**Is Smart Portfolio registered with the SEC or a state?**
Smart Portfolio is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 324633.

**How much does Smart Portfolio manage?**
Smart Portfolio reports $44,132,000 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**How have Smart Portfolio's assets and staff changed since 2023?**
In the Form ADV data for Smart Portfolio: Regulatory assets under management: $0 in the October 2023 data and $44,132,000 in the October 2026 data. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Smart Portfolio serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (50); high net worth individuals (9).

**Does Smart Portfolio report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324633

**What changed in Smart Portfolio's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $35,040,000 to $44,132,000 (+26%). Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $44,132,000
- Discretionary: $44,132,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 9 | $1,100,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 50 | $41,032,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324633

### Websites listed on Form ADV (Item 1.I)
- smrtportfolio.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | June 22, 2023 |
| October 2024 | $27,982,000 | 2 | March 19, 2024 |
| October 2025 | $35,040,000 | 2 | May 28, 2025 |
| October 2026 | $44,132,000 | 2 | February 25, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $44,132,000 in the October 2026 data.
Total employees: 2 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $35,040,000 to $44,132,000 (+26%).
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Smart Portfolio (CRD 324633): Form ADV filing data as of October 2026.