{
  "crd_number": 107778,
  "slug": "smart-investments-advisory-incorporated-redlands-ca-107778",
  "primary_business_name": "SMART INVESTMENTS ADVISORY INCORPORATED",
  "legal_name": "SMART INVESTMENTS ADVISORY INCORPORATED",
  "dbas": [],
  "city": "Redlands",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40140",
  "metro": {
    "cbsa_code": "40140",
    "common_name": "Riverside",
    "msa_name": "Riverside-San Bernardino-Ontario, CA",
    "path": "/advisors/ca/riverside"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-12-04",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-04-06",
  "carried_forward": false,
  "raum_total": 82000000.0,
  "raum_discretionary": 82000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 82000000.0,
      "count": 210
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://smart-advisory.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107778",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "REDLANDS",
  "url": "https://advisorcensus.com/firm/smart-investments-advisory-incorporated-redlands-ca-107778",
  "display_name": "Smart Investments Advisory Incorporated",
  "summary": "Smart Investments Advisory Incorporated is a state-registered investment advisory firm in Redlands, CA, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.",
  "citation": "AdvisorCensus. Smart Investments Advisory Incorporated (CRD 107778): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Smart Investments Advisory Incorporated compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Smart Investments Advisory Incorporated reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Smart Investments Advisory Incorporated located?",
      "a": "Smart Investments Advisory Incorporated's principal office is in Redlands, CA, according to its Form ADV."
    },
    {
      "q": "Is Smart Investments Advisory Incorporated registered with the SEC or a state?",
      "a": "Smart Investments Advisory Incorporated is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 107778."
    },
    {
      "q": "How much does Smart Investments Advisory Incorporated manage?",
      "a": "Smart Investments Advisory Incorporated reports $82,000,000 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Smart Investments Advisory Incorporated serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (210)."
    },
    {
      "q": "Does Smart Investments Advisory Incorporated report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/107778"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/smart-investments-advisory-incorporated-redlands-ca-107778.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 210,
      "fewer_than_5": false,
      "raum": 82000000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107778",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}