# Small Victories Wealth

> Small Victories Wealth is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 318429
- Filed as: SMALL VICTORIES WEALTH
- Legal name: Small Victories Wealth LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318429
- AdvisorCensus page: https://advisorcensus.com/firm/small-victories-wealth-318429

## Quick answers

**How is Small Victories Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Small Victories Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Small Victories Wealth registered with the SEC or a state?**
Small Victories Wealth is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 318429.

**How much does Small Victories Wealth manage?**
Small Victories Wealth reports $3,726,136 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**What types of clients does Small Victories Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13).

**Does Small Victories Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318429

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,726,136
- Discretionary: $3,726,136
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $1,936,072 |
| High net worth individuals | Fewer than 5 | $1,790,064 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- smallvictorieswealth.com
- Facebook @smallvictorieswealth
- Instagram @smallvictorieswealth
- X @svictorywealth
- X @svywealth

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Small Victories Wealth (CRD 318429): Form ADV filing data as of October 2026.