{ "crd_number": 110102, "slug": "sloy-dahl-and-holst-llc-vancouver-wa-110102", "primary_business_name": "SLOY, DAHL & HOLST, LLC", "legal_name": "SLOY, DAHL & HOLST, LLC", "dbas": [], "city": "Vancouver", "state": "WA", "country": "United States", "cbsa_code": "38900", "metro": { "cbsa_code": "38900", "common_name": "Portland", "msa_name": "Portland-Vancouver-Hillsboro, OR-WA", "path": "/advisors/or/portland" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1988-03-25", "years_registered": 38, "period": "2026-10-01", "filing_date": "2026-05-06", "carried_forward": false, "raum_total": 1803508185.0, "raum_discretionary": 1803508185.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 6, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 128016063.0, "count": 283 }, "pension_profit_sharing": { "raum": 870184984.0, "count": 66 }, "high_net_worth_individuals": { "raum": 757222645.0, "count": 165 }, "corporations_other_businesses": { "raum": 48084493.0, "count": 12 } }, "compensation_types": [ "hourly", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "KY", "NE", "NV", "OR", "TX", "WA" ], "websites": [ "https://linkedin.com/company/3150529/admin", "https://ronsloy.com", "https://sdh-inc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110102", "city_as_filed": "VANCOUVER", "url": "https://advisorcensus.com/firm/sloy-dahl-and-holst-llc-vancouver-wa-110102", "display_name": "Sloy, Dahl & Holst, LLC", "summary": "Sloy, Dahl & Holst, LLC is an SEC-registered investment advisory firm in Vancouver, WA, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 6, 2026.", "citation": "AdvisorCensus. Sloy, Dahl & Holst, LLC (CRD 110102): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Sloy, Dahl & Holst, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sloy, Dahl & Holst, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees." }, { "q": "Where is Sloy, Dahl & Holst, LLC located?", "a": "Sloy, Dahl & Holst, LLC's principal office is in Vancouver, WA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Sloy, Dahl & Holst, LLC registered with the SEC or a state?", "a": "Sloy, Dahl & Holst, LLC is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 110102." }, { "q": "How much does Sloy, Dahl & Holst, LLC manage?", "a": "Sloy, Dahl & Holst, LLC reports $1,803,508,185 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary)." }, { "q": "How have Sloy, Dahl & Holst, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Sloy, Dahl & Holst, LLC: Regulatory assets under management: $1,522,685,470 in the October 2021 data and $1,803,508,185 in the October 2026 data, up 18%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sloy, Dahl & Holst, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (283); high net worth individuals (165); pension and profit sharing plans (but not the plan participants or government pension plans) (66)." }, { "q": "Which custodians does Sloy, Dahl & Holst, LLC use?", "a": "Sloy, Dahl & Holst, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Sloy, Dahl & Holst, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110102" }, { "q": "What changed in Sloy, Dahl & Holst, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1522685470.0, "total_employees": 6, "filing_date": "2021-03-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1347246534.0, "total_employees": 7, "filing_date": "2022-08-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 944230557.0, "total_employees": 5, "filing_date": "2023-09-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1338445292.0, "total_employees": 5, "filing_date": "2024-03-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1681640167.0, "total_employees": 5, "filing_date": "2025-04-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1803508185.0, "total_employees": 6, "filing_date": "2026-05-06" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 6." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sloy-dahl-and-holst-llc-vancouver-wa-110102.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 283, "fewer_than_5": false, "raum": 128016063.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 165, "fewer_than_5": false, "raum": 757222645.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 66, "fewer_than_5": false, "raum": 870184984.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 12, "fewer_than_5": false, "raum": 48084493.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110102", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }