# Slotnik Capital, LLC

> Slotnik Capital, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 324251
- Filed as: SLOTNIK CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324251
- AdvisorCensus page: https://advisorcensus.com/firm/slotnik-capital-llc-dallas-tx-324251

## Quick answers

**How is Slotnik Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Slotnik Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Slotnik Capital, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Slotnik Capital, LLC located?**
Slotnik Capital, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Slotnik Capital, LLC registered with the SEC or a state?**
Slotnik Capital, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324251.

**How much does Slotnik Capital, LLC manage?**
Slotnik Capital, LLC reports $415,838,295 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Slotnik Capital, LLC's assets and staff changed since 2023?**
In the Form ADV data for Slotnik Capital, LLC: Regulatory assets under management: $260,050,000 in the October 2023 data and $415,838,295 in the October 2026 data, up 60%. Total employees: 4 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Slotnik Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Slotnik Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324251

**Does Slotnik Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "The minimum initial subscription generally required for an investor is $2,000,000, although subscriptions of lesser amounts may be accepted in our discretion."

**What changed in Slotnik Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $359,704,176 to $415,838,295 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 1% of assets a year

> With respect to the Fund, we generally receive a management fee at an annual rate of 1.0% of the balance of each limited partner’s capital account.

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> The minimum initial subscription generally required for an investor is $2,000,000, although subscriptions of lesser amounts may be accepted in our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $415,838,295
- Discretionary: $415,838,295
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $415,838,295 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- slotnikmergerarb.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $260,050,000 | 4 | April 21, 2023 |
| October 2024 | $330,546,092 | 5 | April 12, 2024 |
| October 2025 | $359,704,176 | 5 | March 28, 2025 |
| October 2026 | $415,838,295 | 5 | March 26, 2026 |

Regulatory assets under management: $260,050,000 in the October 2023 data and $415,838,295 in the October 2026 data, up 60%.
Total employees: 4 in October 2023 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $359,704,176 to $415,838,295 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Slotnik Capital, LLC (CRD 324251): Form ADV filing data as of October 2026.