# Sledge and Company Wealth Advisors

> Sledge and Company Wealth Advisors is an SEC-registered investment advisory firm in High Point, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 336314
- Filed as: SLEDGE AND COMPANY WEALTH ADVISORS
- Legal name: Sledge and Company Wealth Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: High Point, NC
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336314
- AdvisorCensus page: https://advisorcensus.com/firm/sledge-and-company-wealth-advisors-high-point-nc-336314

## Quick answers

**How is Sledge and Company Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Sledge and Company Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Sledge and Company Wealth Advisors' brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Up to $500,000: 1.4% a year; $500,001 to $1,000,000: 1.25% a year; $1,000,001 to $3,000,000: 1% a year; $3,000,001 to $10,000,000: 0.9% a year; Above $10,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sledge and Company Wealth Advisors located?**
Sledge and Company Wealth Advisors' principal office is in High Point, NC, according to its Form ADV.

**Is Sledge and Company Wealth Advisors registered with the SEC or a state?**
Sledge and Company Wealth Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336314.

**How much does Sledge and Company Wealth Advisors manage?**
Sledge and Company Wealth Advisors reports $183,444,585 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**How have Sledge and Company Wealth Advisors' assets and staff changed since 2025?**
In the Form ADV data for Sledge and Company Wealth Advisors: Regulatory assets under management: $0 in the October 2025 data and $183,444,585 in the October 2026 data. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sledge and Company Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (53); charitable organizations (6).

**Which custodians does Sledge and Company Wealth Advisors use?**
Sledge and Company Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Sledge and Company Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336314

**Does Sledge and Company Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Sledge and Company requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion."

**What changed in Sledge and Company Wealth Advisors' recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Up to $500,000: 1.4% a year
- $500,001 to $1,000,000: 1.25% a year
- $1,000,001 to $3,000,000: 1% a year
- $3,000,001 to $10,000,000: 0.9% a year
- Above $10,000,000: see the brochure

> Fee schedule is as follows: Assets Under Management Annual Rate Quarterly Rate Up to $500,000 1.40% .35% $500,001 to $1,000,000 1.25% .3125% $1,000,001 to $3,000,000 1.00% .25% $3,000,001 to $10,000,000 .90% .225% $10,000,001 and above Negotiated

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Sledge and Company requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $183,444,585
- Discretionary: $183,444,585
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 141 | $30,364,338 |
| High net worth individuals | 53 | $151,480,628 |
| Charitable organizations | 6 | $375,358 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,224,261 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sledgeandcompany.com
- Facebook facebook.com
- LinkedIn @jamie-sledge-cpa-cfp-pfs-a35b5115

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 3 | May 22, 2025 |
| October 2026 | $183,444,585 | 4 | April 10, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $183,444,585 in the October 2026 data.
Total employees: 3 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in TX.

### April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $163,844,744 to $183,444,585 (+12%).

### December 2025
- Regulatory assets under management went from $0 to $163,844,744.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sledge and Company Wealth Advisors (CRD 336314): Form ADV filing data as of October 2026.